Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Guy BaldassarreRossmore Private Capital, LLCUBS Financial Services Inc.02-12-2020
Vincent John FiorentinoWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-16-2020
Sandra Graciela HalleyWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-16-2020
Ricky David ChernokWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2019
Paul Francis GiacaloneMoors & Cabot, Inc.UBS Financial Services Inc.10-25-2019
Aaron Elton HallJ.P. Morgan Securities LLCUBS Financial Services Inc.07-17-2019
Matthew Mckinney GarnettRaymond James & Associates, Inc.UBS Financial Services Inc.06-07-2019
Joseph Robert Viger JrCitigroup Global Markets Inc.UBS Financial Services Inc.05-24-2019
Steven Claude VioletteWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-08-2019
James Putnam BusterudJack Point Advisors, LLCUBS Financial Services Inc.12-01-2017
John Charles Campeau Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-30-2017
Rhonda Lynette Lisbon-KendallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2017
Shepard Tuttle StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2017
Bartley Christopher DamonAmeriprise Financial Services, LLCUBS Financial Services Inc.10-24-2017
Robert Christopher DamonAmeriprise Financial Services, LLCUBS Financial Services Inc.$1010-20-2017
Stacey Denise EderAmeriprise Financial Services, LLCUBS Financial Services Inc.10-20-2017
Christopher Cutler CoburnAmeriprise Financial Services, LLCUBS Financial Services Inc.10-20-2017
Janice Marie ReedAmeriprise Financial Services, LLCUBS Financial Services Inc.10-20-2017
Debra S KarolAmeriprise Financial Services, LLCUBS Financial Services Inc.10-20-2017
George LombardiWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-29-2017
Stephen BenincasaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15009-29-2017
Michael Anthony SimeoneWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-29-2017
David Adam RookasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-15-2017
Theodore John SchaafCitizens Securities, Inc.UBS Financial Services Inc.08-08-2017
Thomas Michael GahanProcyon Private Wealth Partners, LLCUBS Financial Services Inc.06-13-2017
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.