Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Putnam BusterudJack Point Advisors, LLCUBS Financial Services Inc.12-01-2017
Shepard Tuttle StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2017
Bartley Christopher DamonAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-24-2017
Christopher Cutler CoburnAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15010-20-2017
Janice Marie ReedAmeriprise Financial Services, Inc.UBS Financial Services Inc.$110-20-2017
R. Christopher DamonAmeriprise Financial Services, Inc.UBS Financial Services Inc.$1010-20-2017
George LombardiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-29-2017
Stephen BenincasaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15009-29-2017
David Adam RookasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-15-2017
Theodore John SchaafCitizens Securities, Inc.UBS Financial Services Inc.08-08-2017
Michael Emil MillerTD Private Client Wealth LLCUBS Financial Services Inc.$15009-29-2016
Marilyn Diane PozzutoWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-21-2016
David R CrawRaymond James & Associates, Inc.UBS Financial Services Inc.$104-29-2016
Joel Paul SeldenRaymond James & Associates, Inc.UBS Financial Services Inc.$15004-29-2016
Lawrence ScharfRaymond James & Associates, Inc.UBS Financial Services Inc.$10004-29-2016
Richard M Stone Jr.Morgan StanleyUBS Financial Services Inc.$10011-19-2015
Deborah Wilsker BriskinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15010-12-2015
Christopher T ShakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-22-2015
Hilda A StreitzOppenheimer & Co. Inc.UBS Financial Services Inc.06-22-2015
Francis Anthony RiessOppenheimer & Co. Inc.UBS Financial Services Inc.$15006-05-2015
Lindsey Ann ChiarelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2504-28-2015
Emil John SkybaWestport Capital Markets, LLCUBS Financial Services Inc.02-06-2015
Alexander Hamilton DavidsonMorgan StanleyUBS Financial Services Inc.$5001-16-2015
Marc Joseph FleuetteWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-25-2014
Kathy Ann ReimanMorgan StanleyUBS Financial Services Inc.$15004-17-2014
Next Page »

Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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