Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Elton HallJ.P. Morgan Securities LLCUBS Financial Services Inc.07-17-2019
Alexander Hamilton DavidsonMorgan StanleyUBS Financial Services Inc.$5001-16-2015
Andrew Dominick RoselliMorgan StanleyUBS Financial Services Inc.$1011-21-2012
Andrew Guy BaldassarreRossmore Private Capital, LLCUBS Financial Services Inc.02-12-2020
Anthony Raymond D'AscoliOppenheimer & Co. Inc.UBS Financial Services Inc.$10009-05-2013
Barbara Ann DavisAmeriprise Financial Services, LLCUBS Financial Services Inc.09-04-2013
Bartley Christopher DamonAmeriprise Financial Services, LLCUBS Financial Services Inc.10-24-2017
Beth Ellen MallochWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-01-2013
Braeden Keith ZieglerMorgan StanleyUBS Financial Services Inc.03-26-2010
Brian Joseph BelloMorgan StanleyUBS Financial Services Inc.08-21-2009
Bryan Dean MurphyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-26-2010
Carl Everest PeruzzottiCambridge Investment Research, Inc.UBS Financial Services Inc.10-21-2009
Charles Frederic ThreshieMorgan StanleyUBS Financial Services Inc.08-21-2009
Christopher Alan SelkeMorgan StanleyUBS Financial Services Inc.10-16-2009
Christopher Anthony CavallaroMorgan StanleyUBS Financial Services Inc.$10003-02-2012
Christopher Cutler CoburnAmeriprise Financial Services, LLCUBS Financial Services Inc.10-20-2017
Christopher Edwin FosterProcyon Private Wealth Partners, LLCUBS Financial Services Inc.06-02-2017
Christopher Edwin FosterUBS Financial Services Inc.UBS Financial Services Inc.06-01-2009
Christopher T. ShakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-22-2015
Claudia Rose LarocqueWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-06-2009
Daniel Arthur WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-07-2015
Daniel James WrightMorgan StanleyUBS Financial Services Inc.10-16-2009
Daniel Michael DibuonoCommonwealth Financial NetworkUBS Financial Services Inc.03-31-2017
Daniel Norman BaronMorgan StanleyUBS Financial Services Inc.10-16-2009
David Adam RookasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-15-2017
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.