Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ricky David ChernokWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.11-07-2019
Paul Francis GiacaloneMoors & Cabot, Inc.UBS Financial Services Inc.10-25-2019
Aaron Elton HallJ.P. Morgan Securities LLCUBS Financial Services Inc.07-17-2019
Joseph Robert Viger JrCitigroup Global Markets Inc.UBS Financial Services Inc.05-24-2019
James Putnam BusterudJack Point Advisors, LLCUBS Financial Services Inc.12-01-2017
Rhonda Lynette Lisbon-KendallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2017
Shepard Tuttle StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2017
Bartley Christopher DamonAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-24-2017
Stacey Denise EderAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-20-2017
Debra S KarolAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-20-2017
Michael Anthony SimeoneWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.09-29-2017
Theodore John SchaafCitizens Securities, Inc.UBS Financial Services Inc.08-08-2017
Thomas Michael GahanProcyon Private Wealth Partners, LLCUBS Financial Services Inc.06-13-2017
Gerson Robert Ossers Jr.Procyon Private Wealth Partners, LLCUBS Financial Services Inc.06-09-2017
Christopher Edwin FosterProcyon Private Wealth Partners, LLCUBS Financial Services Inc.06-02-2017
Daniel Michael DibuonoCommonwealth Financial NetworkUBS Financial Services Inc.03-31-2017
Nancy GoldRaymond James & Associates, Inc.UBS Financial Services Inc.12-20-2016
Marilyn Diane PozzutoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.09-21-2016
Maryjo NicholsRaymond James & Associates, Inc.UBS Financial Services Inc.04-29-2016
Christopher T ShakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-22-2015
Barbara Ann DavisAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-04-2013
Susan Amy AlintoffMorgan StanleyUBS Financial Services Inc.08-16-2013
Marjorie B JaffeOppenheimer & Co. Inc.UBS Financial Services Inc.11-02-2012
Melody D VoyakMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-11-2011
Kevin Frederick HansleyWalnut Street Securities, Inc.UBS Financial Services Inc.09-29-2011
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.