Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Michael FrikkerInfinex Investments, Inc.Voya Financial Advisors, Inc.09-24-2009
Jeremy Michael SoboleskiMorgan StanleyVoya Financial Advisors, Inc.01-17-2011
Michael John RobinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.07-25-2011
Glen Thomas FlanaghanTD Ameritrade Investment Management, LLCVoya Financial Advisors, Inc.01-08-2013
Lori Lantiere JohndrowCommonwealth Financial NetworkVoya Financial Advisors, Inc.$27304-29-2013
Barbara Hankins TaylorCommonwealth Financial NetworkVoya Financial Advisors, Inc.$50004-29-2013
Nathaniel Francis MorrisEssex Financial Services, Inc.Voya Financial Advisors, Inc.$10006-03-2013
Carol Ann WhelanQuestar Capital CorporationVoya Financial Advisors, Inc.$10012-09-2013
Terran Renfro TitusCommonwealth Financial NetworkVoya Financial Advisors, Inc.$15005-09-2014
Linda Ubertalli PersechinoEssex Financial Services, Inc.Voya Financial Advisors, Inc.$10009-01-2014
Robert James OgnarSimplicity Financial Investment Services, Inc.Voya Financial Advisors, Inc.$50010-26-2015
Robert Kenneth JohnsonInfinex Investments, Inc.Voya Financial Advisors, Inc.11-02-2016
Joseph Santo MarinoKMS Financial Services, Inc.Voya Financial Advisors, Inc.11-17-2016
Gregory F. AdamsFiduciary Investment Advisors, LLCVoya Financial Advisors, Inc.07-19-2017
Carl Joseph CieplinskiCommonwealth Financial NetworkVoya Financial Advisors, Inc.$10008-04-2017
Andrew Charles BauerCommonwealth Financial NetworkVoya Financial Advisors, Inc.$28708-04-2017
Terrence Stephen CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$50008-04-2017
William Joseph CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$50008-04-2017
Theresa Lee CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$10008-15-2017
Sean Robert SullivanNational Securities CorporationVoya Financial Advisors, Inc.$34009-18-2017
SEAN KEVIN REDDINGTONNationwide Securities, LLCVoya Financial Advisors, Inc.$25003-01-2018
Todd Allan ThibodeauSantander Securities LLCVoya Financial Advisors, Inc.08-24-2018
Brendon O MooreLPL Financial LLCVoya Financial Advisors, Inc.08-31-2018
Theodore Alphonse Boulay Jr.MML Investors Services, LLCVoya Financial Advisors, Inc.09-13-2018
Nicole Elizabeth ViselSantander Securities LLCVoya Financial Advisors, Inc.09-13-2019
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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