Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Russell ArmogidaVoya Financial Advisors, Inc.Waddell & Reed$5207-20-2018
John Raymond LandryVoya Financial Advisors, Inc.Waddell & Reed$1802-27-2018
Craig Bernard CacasePrivate Advisor Group, LLCWaddell & Reed11-13-2017
Sun Ho MaMorgan StanleyWaddell & Reed06-12-2017
Sunil SharmaProYash Capital ManagementWaddell & Reed01-04-2017
Elena Merie DixonCambridge Investment Research, Inc.Waddell & Reed01-03-2017
Shelley Romaine KingSecurities America, Inc.Waddell & Reed10-21-2016
Carl Everest PeruzzottiSCF Securities, Inc.Waddell & Reed$1010-20-2016
Rebecca Ann MarouskiPeople's Securities, Inc.Waddell & Reed03-24-2016
Thomas Charles MartinClear Path Financial PlanningWaddell & Reed01-11-2016
Jonathan Herbert BensonNational Planning CorporationWaddell & Reed03-05-2015
Glen Allen MaleriNational Planning CorporationWaddell & Reed11-18-2014
John G MirabitoPark Avenue Securities LLCWaddell & Reed02-21-2014
Andrea Lee WolfeNational Planning CorporationWaddell & Reed11-15-2013
Charles Marion FettersNational Planning CorporationWaddell & Reed11-15-2013
Dana Lawrence QuinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$5007-27-2012
William Schuyler Post IIIAmerican Portfolios Financial Services, Inc.Waddell & Reed$5001-10-2011
Mark Andrew NastriMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$2509-23-2010
Edward Charles Banks Jr.National Planning CorporationWaddell & Reed09-22-2010
Joao Silva GomesNational Planning CorporationWaddell & Reed09-08-2010
Michael Lee SmithChase Investment Services Corp.Waddell & Reed06-14-2010
Samantha Leigh WentlandPeople's Securities, Inc.Waddell & Reed03-29-2010

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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