Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea L. WolfeNational Planning CorporationWaddell & Reed11-15-2013
Brian Russell ArmogidaVoya Financial Advisors, Inc.Waddell & Reed$5207-20-2018
Carl Everest PeruzzottiSCF Securities, Inc.Waddell & Reed$1010-20-2016
Charles Marion FettersNational Planning CorporationWaddell & Reed$2511-15-2013
Craig Bernard CacasePrivate Advisor Group, LLCWaddell & Reed11-13-2017
Dana Lawrence QuinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-27-2012
Edward Charles Banks Jr.National Planning CorporationWaddell & Reed$1009-22-2010
Elena M. DixonCambridge Investment Research, Inc.Waddell & Reed01-03-2017
Glen Allen MaleriNational Planning CorporationWaddell & Reed11-18-2014
Joao Silva GomesNational Planning CorporationWaddell & Reed09-08-2010
John Raymond LandryVoya Financial Advisors, Inc.Waddell & Reed$1802-27-2018
John S MirabitoPark Avenue Securities LLCWaddell & Reed02-21-2014
Jonathan Herbert BensonNational Planning CorporationWaddell & Reed$15003-05-2015
Joseph David FalconeLPL Financial LLCWaddell & Reed02-11-2019
Leo Frank Palliardi Jr.Voya Financial Advisors, Inc.Waddell & Reed03-25-2019
Leslie Saye BuschTIAA-CREF Individual & Institutional Services, LLCWaddell & Reed02-02-2018
Mark Andrew NastriMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-23-2010
Michael Lee SmithChase Investment Services Corp.Waddell & Reed06-14-2010
Nicholas PetronchakLPL Financial LLCWaddell & Reed05-01-2018
Ralph FernandezLPL Financial LLCWaddell & Reed05-31-2018
Rebecca A. MarouskiPeople's Securities, Inc.Waddell & Reed03-24-2016
Richard Clark Sprinthall Jr.Pruco Securities, LLC.Waddell & Reed$712-15-2017
Richard William SinoradzkiMorgan StanleyWaddell & Reed04-08-2014
Samantha L. GeistPeople's Securities, Inc.Waddell & Reed03-29-2010
Shelley Romaine KingSecurities America, Inc.Waddell & Reed$5010-21-2016
Next Page »

Showing 1 to 25 of 29 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.