Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna Lorraine JudgeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2503-27-2019
Scott Andrew TrevethanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$103-27-2019
Frederick Charles LeonardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00003-01-2019
Kevin Joseph CarrollLPL Financial LLCWells Fargo Clearing Services, LLC$10002-15-2019
Elana Feldstein MiliantaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-08-2019
Anthony W Jessuck Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00001-16-2019
Montgomery Chase BradleyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00001-16-2019
Michael Charles MondelloLPL Financial LLCWells Fargo Clearing Services, LLC$5001-14-2019
Richard Evelyn WaceAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-04-2019
Eric Paul LovasMML Investors Services, LLCWells Fargo Clearing Services, LLC$5001-03-2019
Mark Allen GantnerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5010-05-2018
Peter Gene YacovoneCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$1,00010-05-2018
Vincent Michael Camarota Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2018
Glenn Hall RatcliffeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00008-29-2018
Brandon Christopher PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-17-2018
Sarah IvinsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5007-26-2018
Timothy William GibsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$107-26-2018
Sviatlana V. MaslavaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-23-2018
John Walter Kortze IVRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-19-2018
Eileen Marie KeeganJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5006-20-2018
Matthew Neal LoitzJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10005-01-2018
John Joseph Mcdermott IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-23-2018
Thomas Michael MonroeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-23-2018
Robert Romeo ImpellusoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-17-2018
Thomas James BivonaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-17-2018
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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