Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Carroll Sam ShehuLPL Financial LLCWells Fargo Clearing Services, LLC$11002-15-2019
Scott SkidmoreLPL Financial LLCWells Fargo Clearing Services, LLC$7112-21-2017
Paul Sheldon Jesse SheldonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$19308-11-2017
Grant UlrickLPL Financial LLCWells Fargo Clearing Services, LLC$7603-31-2017
John J Nelson Jon T NelsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$12504-12-2013
Frederick Leonard Charles LeonardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10503-01-2019
Glenn RatcliffeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15009-04-2018
Eileen KeeganJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$7706-21-2018
Matthew LoitzJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15705-01-2018
Joseph Troy Robert Caiaze Adam Reed James McNairRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$60001-24-2018
George Dominello William DominelloRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$39510-30-2017
Timothy Sullivan Paul Sullivan Christopher PetersJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$9607-20-2017
David MossJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$9004-24-2017
Ken SarpuJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$11606-16-2016
Arnold H Rozany Anthony J Falcone Robert A Schenck Terry L Rodrigues Christopher P KachurBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-16-2010
John Kortze Cary KortzeSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC$50007-19-2018
Thomas CagganelloMorgan StanleyWells Fargo Clearing Services, LLC$14501-08-2015
Martin McLaughlin Sr Martin McLaughlin JrUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$18009-07-2010
Elana MiliantaRaymond JamesWells Fargo Clearing Services, LLC$19002-08-2019
Thomas Monroe John McDermottRaymond JamesWells Fargo Clearing Services, LLC$33606-13-2018
Lynn Grossman Brian VieiraRaymond JamesWells Fargo Clearing Services, LLC$23012-28-2016
Bruce H Daigle Diane K Fisher Walter F Wydo JrRaymond JamesWells Fargo Clearing Services, LLC$27505-01-2015
Robert Francis HollmannKestra Investment Services, LLCWells Fargo Clearing Services, LLC$15008-28-2020
Annmarie VolpertMutual of Omaha Investor Services, Inc.Wells Fargo Clearing Services, LLC07-21-2020
Guillermo Alejandro RoblesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-12-2020
Next Page »

Showing 1 to 25 of 153 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.