Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Mcdonnell ReedRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-24-2018
Adrian Anthony AndreottaLPL Financial LLCWells Fargo Clearing Services, LLC01-27-2017
Alan CHARLES GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5010-22-2010
Alan Thomas CirulliRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10001-07-2020
Andrew John LawsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC12-18-2013
Annmarie VolpertMutual of Omaha Investor Services, Inc.Wells Fargo Clearing Services, LLC07-21-2020
Anthony John FalconeBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-12-2010
Anthony W Jessuck JrJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00001-16-2019
Arnold H Rozany Anthony J Falcone Robert A Schenck Terry L Rodrigues Christopher P KachurBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-16-2010
Arnold Harry RozanyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10011-12-2010
Arnold Roy BlumenfeldAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00011-10-2017
Ashley A NoonanCitizens Securities, Inc.Wells Fargo Clearing Services, LLC04-03-2020
BRANDON Christopher PHELPSMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-17-2018
Bruce H Daigle Diane K Fisher Walter F Wydo JrRaymond JamesWells Fargo Clearing Services, LLC$27505-01-2015
Bruce Henry DAigleRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$3005-01-2015
Cary Larue KortzeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00007-19-2018
Charles Edward BalisBelpointe Asset Management LLCWells Fargo Clearing Services, LLC02-07-2019
Christopher Michael PetersJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1607-20-2017
Christopher Michael SpahnUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-23-2012
Christopher Patrick KachurBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-12-2010
Christy Marie KennedyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-11-2020
Daniel Anthony FigulyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-11-2016
Daniel Michael CalarcoCitizens Securities, Inc.Wells Fargo Clearing Services, LLC03-25-2013
Daniel Robert MorrisBelpointe Asset Management LLCWells Fargo Clearing Services, LLC12-24-2015
Darrell Eugene FoxAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-12-2011
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.