Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Jeremiah O'BrienAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.11-01-2019
Chester Paul DarlingAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.05-01-2019
Timothy Harold PlungisAmeriprise Financial Services, Inc.Lighthouse Financial Management, LLC12-21-2018
Jennifer Alicia WaldronAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.11-06-2018
Arnold Roy BlumenfeldAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-10-2017
William Francis Grant IVAmeriprise Financial Services, Inc.MML Investors Services, LLC11-02-2017
Joseph Enda NolanAmeriprise Financial Services, Inc.MML Investors Services, LLC11-01-2017
Bartley Christopher DamonAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-24-2017
Christopher Cutler CoburnAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-20-2017
Janice Marie ReedAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-20-2017
Michael Thomas DelgalloAmeriprise Financial Services, Inc.MML Investors Services, LLC10-19-2017
Anthony Joseph Williams IIIAmeriprise Financial Services, Inc.SC Distributors, LLC07-21-2017
Derek James PackettAmeriprise Financial Services, Inc.Kestra Investment Services, LLC08-02-2016
Mark CalabreseAmeriprise Financial Services, Inc.HIMCO Distribution Services Company05-23-2016
Norman Alexander CotteleerAmeriprise Financial Services, Inc.LPL Financial LLC12-08-2015
Linda Eldridge TarboxAmeriprise Financial Services, Inc.Morgan Stanley04-22-2015
Justin Zachary KnickerbockerAmeriprise Financial Services, Inc.LPL Financial LLC09-22-2014
Eugene W AntoshAmeriprise Financial Services, Inc.Edward Jones07-23-2014
Karen GoerschAmeriprise Financial Services, Inc.Private Advisor Group, LLC03-24-2014
Paul Joseph ScileppiAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2014
Barbara Ann DavisAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-04-2013
John Joseph NelsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC04-12-2013
Brittany Elise BaylorAmeriprise Financial Services, Inc.Securities America, Inc.10-19-2012
Nicholas DifalcoAmeriprise Financial Services, Inc.Northeast Securities, Inc.10-28-2011
Christopher DillonAmeriprise Financial Services, Inc.Morgan Stanley09-30-2011
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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