Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul B SavonaAmeriprise Financial Services, LLCCetera Advisor Networks LLC10-02-2020
Sarah Morgan HobbsAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-26-2020
James Tipper SearsAmeriprise Financial Services, LLCCUSO Financial Services, L.P.08-03-2020
Paul Philip Saitta JrAmeriprise Financial Services, LLCNeuberger Berman BD LLC07-31-2020
Prasad S OakAmeriprise Financial Services, LLCAllstate Financial Services, LLC03-05-2020
Scott Edward KellyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC02-14-2020
Scott James MastoccioloAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC02-14-2020
Matthew David TrueAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00002-14-2020
Stefan Nabih SabbaghAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.01-03-2020
Michael Anthony BucciAmeriprise Financial Services, LLCMML Investors Services, LLC$2511-18-2019
Patrick Jeremiah OBrienAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.11-01-2019
Michelle Ann HobartAmeriprise Financial Services, LLCCitizens Securities, Inc.10-04-2019
Patricia Weber PerryAmeriprise Financial Services, LLCMorgan Stanley$5008-23-2019
Gary James HelblingAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5006-14-2019
Eric David JohnsonAmeriprise Financial Services, LLCOppenheimer & Co. Inc.06-07-2019
Peter GoletzAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15005-17-2019
Kimberly Lynn StankusAmeriprise Financial Services, LLCMML Investors Services, LLC02-06-2019
Patrick George ColliganAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15002-01-2019
Jennifer Alicia WaldronAmeriprise Financial Services, LLCThrivent Investment Management Inc.11-06-2018
Matthew Benjamin HurwitzAmeriprise Financial Services, LLCDavid Lerner Associates, Inc.08-29-2018
Joseph Anthony Cullen JrAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$5006-15-2018
Joseph John StangoAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00003-14-2018
Jennifer V HeimsAmeriprise Financial Services, LLCCornerstone Capital Partners Inc., N.A.$15002-26-2018
Arnold Roy BlumenfeldAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00011-10-2017
William Francis Grant IVAmeriprise Financial Services, LLCMML Investors Services, LLC11-02-2017
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.