Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Prasad S. OakAmeriprise Financial Services, LLCAllstate Financial Services, LLC03-05-2020
Michael Charles Samoska Jr.Ameriprise Financial Services, LLCAmeriprise Financial Services, LLC01-15-2020
Robert Sheldon Kimble Jr.Ameriprise Financial Services, LLCAmeriprise Financial Services, LLC$2506-05-2017
Joseph A. ThorntonAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC02-14-2017
Raymond Lee HalpinAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC04-27-2009
Michael Charles Samoska Jr.Ameriprise Financial Services, LLCAXA Advisors, LLC02-05-2019
Thomas Robert LapointeAmeriprise Financial Services, LLCAXA Advisors, LLC06-21-2013
Rodney Lee CampopianoAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.03-11-2009
Michael Sebastian GorgoneAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.03-09-2009
Nancy Leigh McManusAmeriprise Financial Services, LLCCitigroup Global Markets Inc.12-23-2019
Brian Joseph WiegandAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$5005-22-2009
John David O'KeefeAmeriprise Financial Services, LLCCitigroup Global Markets Inc.05-15-2009
Choong Sik LeeAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$10005-01-2009
Pamela Putnam SmithAmeriprise Financial Services, LLCCitigroup Global Markets Inc.04-09-2009
James P. WalshAmeriprise Financial Services, LLCCitigroup Global Markets Inc.02-20-2009
Michelle Ann HobartAmeriprise Financial Services, LLCCitizens Securities, Inc.10-04-2019
Jennifer Vuong HeimsAmeriprise Financial Services, LLCCornerstone Capital Partners Inc., N.A.02-26-2018
Matthew Benjamin HurwitzAmeriprise Financial Services, LLCDavid Lerner Associates, Inc.08-29-2018
Eugene W AntoshAmeriprise Financial Services, LLCEdward Jones07-23-2014
Dixon Place Downey IIIAmeriprise Financial Services, LLCEdward Jones09-25-2012
Mark CalabreseAmeriprise Financial Services, LLCHIMCO Distribution Services Company05-23-2016
Joseph Anthony Cullen Jr.Ameriprise Financial Services, LLCJ.P. Morgan Securities LLC$5006-15-2018
Alison Shirley PerrinAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$5009-19-2017
James Albert PettitAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$2501-21-2015
Laurence Robert WhitneyAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$10001-09-2014
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.