Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary James HelblingAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5006-14-2019
Eric David JohnsonAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2506-07-2019
Peter GoletzAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15005-17-2019
Kimberly Lynn StankusAmeriprise Financial Services, LLCMML Investors Services, LLC02-06-2019
Michael Charles Samoska Jr.Ameriprise Financial Services, LLCAXA Advisors, LLC02-05-2019
Patrick George ColliganAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15002-01-2019
Richard Evelyn WaceAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-04-2019
Timothy Harold PlungisAmeriprise Financial Services, LLCLighthouse Financial Management, LLC12-21-2018
Jennifer Alicia WaldronAmeriprise Financial Services, LLCThrivent Investment Management Inc.11-06-2018
Raymond Arthur BrodeurAmeriprise Financial Services, LLCOhanesian / Lecours, Inc.10-02-2018
Matthew Benjamin HurwitzAmeriprise Financial Services, LLCDavid Lerner Associates, Inc.08-29-2018

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.