Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
James HylandCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$2511-07-2018
Ronald Gerard LecoursCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50011-07-2018
Gerald Vincent OlianoCambridge Investment Research, Inc.H. Beck, Inc.$5010-23-2017
Owen William BregmanCambridge Investment Research, Inc.LPL Financial LLC$5007-06-2017
Samuel Kent Van AllenCambridge Investment Research, Inc.Cruice Financial Organization03-24-2017
Elena Merie DixonCambridge Investment Research, Inc.Waddell & Reed01-03-2017
Robert Stephen WoodCambridge Investment Research, Inc.Commonwealth Financial Network$5006-21-2016
Brian Phillip ConatserCambridge Investment Research, Inc.Morgan Stanley06-16-2016
Kelly Marie SmithCambridge Investment Research, Inc.LPL Financial LLC05-05-2015
Elizabeth Hutton MilardoCambridge Investment Research, Inc.LPL Financial LLC05-04-2015
Steven Dee CrabtreeCambridge Investment Research, Inc.LPL Financial LLC$5005-04-2015
Hugh James BlozieCambridge Investment Research, Inc.Cetera Advisor Networks LLC$1007-14-2014
Marion SgroivaranoCambridge Investment Research, Inc.Cetera Advisor Networks LLC06-02-2014
Kamal Mirchandani BrowningCambridge Investment Research, Inc.FSC Securities Corporation04-16-2014
Douglas Allan EisertCambridge Investment Research, Inc.MetLife Securities Inc.04-14-2014
Susan Lynn CooperCambridge Investment Research, Inc.CFS Securities, Inc.$15004-01-2014
Felix Raul SerranoCambridge Investment Research, Inc.Westport Resources Investment Services, Inc.$2505-17-2013
Sonia CabanCambridge Investment Research, Inc.LPL Financial LLC$104-16-2013
Sandra Irene BaranowskiCambridge Investment Research, Inc.HD Vest Investment Services$111-29-2012
Richard J MachadoCambridge Investment Research, Inc.HD Vest Investment Services09-26-2012
Robert Paul SistiCambridge Investment Research, Inc.Equity Services, Inc.06-04-2012
Scott Robert BurbankCambridge Investment Research, Inc.Talcott Resolution Distribution Company, Inc.$1,00002-21-2012
Kevin Andrew WeinerCambridge Investment Research, Inc.Nationwide Securities, LLC06-23-2010
Craig Robert KoehlerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$103-01-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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