Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elena M. DixonCambridge Investment Research, Inc.Waddell & Reed01-03-2017
Carl Everest PeruzzottiCambridge Investment Research, Inc.UBS Financial Services Inc.10-21-2009
William Martin Gilmore IICambridge Investment Research, Inc.The Investment Center, Inc.$5002-13-2020
Ryan P. BouchardCambridge Investment Research, Inc.The Investment Center, Inc.02-13-2020
Scott Robert BurbankCambridge Investment Research, Inc.Talcott Resolution Distribution Company, Inc.02-21-2012
Felix Raul SerranoCambridge Investment Research, Inc.SMH Capital Investments LLC$1005-17-2013
Craig Robert KoehlerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC03-01-2010
Kevin Andrew WeinerCambridge Investment Research, Inc.Nationwide Securities, LLC06-23-2010
Cathy Webster PinardCambridge Investment Research, Inc.National Planning Corporation$1011-16-2015
Brian Phillip ConatserCambridge Investment Research, Inc.Morgan Stanley06-16-2016
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
Sedigheh NowrouzzadehCambridge Investment Research, Inc.MML Investors Services, LLC07-24-2009
Douglas Allan EisertCambridge Investment Research, Inc.MetLife Securities Inc.04-14-2014
Eliot Michael BassinCambridge Investment Research, Inc.LPL Financial LLC07-06-2017
Kelly Marie SmithCambridge Investment Research, Inc.LPL Financial LLC05-05-2015
Elizabeth Hutton MilardoCambridge Investment Research, Inc.LPL Financial LLC05-04-2015
Steven Dee CrabtreeCambridge Investment Research, Inc.LPL Financial LLC$1005-04-2015
Sonia CabanCambridge Investment Research, Inc.LPL Financial LLC04-16-2013
Alexander Bernd OverkampCambridge Investment Research, Inc.Lantern Wealth Advisors, LLC01-04-2016
Gerald Vincent OlianoCambridge Investment Research, Inc.H. Beck, Inc.$5110-23-2017
Christopher T. TaylorCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Kamal Mirchandani BrowningCambridge Investment Research, Inc.FSC Securities Corporation04-16-2014
Robert Paul SistiCambridge Investment Research, Inc.Equity Services, Inc.06-04-2012
Samuel Kent Van AllenCambridge Investment Research, Inc.Cruice Financial Organization03-24-2017
Janice Marie JohnsonCambridge Investment Research, Inc.Coordinated Capital Securities, Inc.$10009-30-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.