Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul B. SavonaCetera Advisor Networks LLCHarvest Capital LLC11-11-2013
Keith Matthew FialaCetera Advisor Networks LLCJ.P. Morgan Securities LLC$15005-02-2019
Tammy Kelly YowellCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC05-23-2016
Andrew Jacob GardnerCetera Advisor Networks LLCPark Avenue Securities LLC10-08-2014
Joanne De PalmaCetera Advisor Networks LLCRaymond James Financial Services, Inc.$5004-16-2015
Robert Eugene BergCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
Bryan Paul BogenCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Brendan Reed LewisCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Rocco David MarcianoCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Paul Anthony GrilloCetera Advisor Networks LLCTower Square Securities, Inc.$15009-03-2013
Harvey B EpsteinCetera Advisor Networks LLCTower Square Securities, Inc.$10009-03-2013
Chera Sue GersteinCetera Advisor Networks LLCTower Square Securities, Inc.$10009-03-2013
Kristina Wadman OswaldCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Joseph F Shiman IIICetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Kenneth Robert MercikCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Robert Steven HensleyCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Christopher ThompsonCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Diane Schafer KellyCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Baxter Hall MaffettCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Valerie Orzeck FriedmanCetera Advisor Networks LLCWalnut Street Securities, Inc.$10009-03-2013
Jeffrey KatzCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Wayne Leroy Locke Jr.Cetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
John Anthony DesalvaCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Jane W GriffithCetera Advisor Networks LLCWalnut Street Securities, Inc.$2509-03-2013
Laura Lynne PalumboCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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