Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miles Nathan SaundersCetera Advisor Networks LLCSMH Capital Investments LLC01-26-2018
Joanne De PalmaCetera Advisor Networks LLCRaymond James Financial Services, Inc.04-16-2015
Frank Anthony LandinoCetera Advisor Networks LLCQuestar Capital Corporation08-04-2014
Andrew Jacob GardnerCetera Advisor Networks LLCPark Avenue Securities LLC$2510-08-2014
Tammy Kelly YowellCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC05-23-2016
Brian Glenn BishopCetera Advisor Networks LLCNew England Securities$5009-03-2013
Kenneth John BurnsCetera Advisor Networks LLCNationwide Securities, LLC07-01-2020
Kevin H ChristopherCetera Advisor Networks LLCInfinex Investments, Inc.$15001-11-2019

Showing 1 to 8 of 8 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.