Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol Ann WhelanCetera Advisors LLCQuestar Capital Corporation12-26-2018
Mark Lowell PowersCetera Advisors LLCInvestors Capital Corp.10-03-2016
Walter Morrow AllenCetera Advisors LLCInvestors Capital Corp.10-03-2016
Steven Louis TillonaCetera Advisors LLCInvestors Capital Corp.10-03-2016
Michael Dane CurryCetera Advisors LLCInvestors Capital Corp.10-03-2016
Marcus Anders HebelerCetera Advisors LLCLPL Financial LLC01-05-2016
Michael John ArgiroCetera Advisors LLCSecurities America, Inc.09-16-2011
Marianne Oshee SmithCetera Advisors LLCInvestors Capital Corp.$1010-03-2016
Ronald George BerryCetera Advisors LLCInvestors Capital Corp.$1010-03-2016
Richard HuntingtonCetera Advisors LLCQuestar Capital Corporation$2502-01-2019
Mary Ann McGuinnessCetera Advisors LLCInvestors Capital Corp.$2510-03-2016
Carol W GalpeerCetera Advisors LLCInvestors Capital Corp.$4810-03-2016

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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