Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl Austin LaurettiCitizens Securities, Inc.CUNA Brokerage Services, Inc.10-23-2018
Eric Joseph MoreiraCitizens Securities, Inc.Essex Financial Services, Inc.05-01-2018
David Paul DufourCitizens Securities, Inc.LPL Financial LLC01-02-2018
Marcus William GollenbergCitizens Securities, Inc.People's Securities, Inc.01-02-2018
Devon Ann LuftCitizens Securities, Inc.Key Investment Services LLC10-23-2017
Ryan Joseph PinardCitizens Securities, Inc.Pruco Securities, LLC.08-16-2017
Theodore John SchaafCitizens Securities, Inc.UBS Financial Services Inc.08-08-2017
Nathaniel A. RobertsCitizens Securities, Inc.Foresters Financial Services, Inc.06-28-2017
David White Rogers Jr.Citizens Securities, Inc.Infinex Investments, Inc.$5005-22-2017
Alexander Dean FlandersCitizens Securities, Inc.Foresters Financial Services, Inc.03-29-2017
Andrea Marlene MigliaccioCitizens Securities, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2017
Samuel Campbell WatsonCitizens Securities, Inc.MetLife Securities Inc.11-29-2016
John Russell TyersCitizens Securities, Inc.Lombard International Distribution Company06-21-2016
Michelle Ann HobartCitizens Securities, Inc.LPL Financial LLC$106-21-2016
Todd Kristopher AlgiereCitizens Securities, Inc.Nationwide Securities, LLC06-13-2016
Josh W OliverCitizens Securities, Inc.LPL Financial LLC05-24-2016
Daryl Flynn Wells Sr.Citizens Securities, Inc.HD Vest Investment Services$15005-03-2016
Patrick PiccirilliCitizens Securities, Inc.CUNA Brokerage Services, Inc.03-30-2016
Brian Robert MaitlandCitizens Securities, Inc.People's Securities, Inc.03-23-2016
Gia SyracuseCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC01-25-2016
George Christian AveryCitizens Securities, Inc.J.P. Morgan Securities LLC08-03-2015
Kailash Moti BhavnaniCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC10-29-2014
James Joseph CollettiCitizens Securities, Inc.PFS Investments Inc.10-21-2014
Joseph Cobham Noyes IVCitizens Securities, Inc.Santander Securities LLC05-08-2014
Curtis Daniel BradleyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2014
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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