Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daryl Flynn Wells Sr.Citizens Securities, Inc.Avantax Investment Services, Inc.05-03-2016
Kyle AmaroneCitizens Securities, Inc.AXA Advisors, LLC12-01-2017
Lorraine Silva SheaCitizens Securities, Inc.Banc of America Investment Services, Inc.06-25-2009
Carl Austin LaurettiCitizens Securities, Inc.CUNA Brokerage Services, Inc.10-23-2018
Patrick PiccirilliCitizens Securities, Inc.CUNA Brokerage Services, Inc.03-30-2016
Steven Preston AlexanderCitizens Securities, Inc.CUNA Brokerage Services, Inc.02-01-2013
Garrett Dee KirklandCitizens Securities, Inc.Edward Jones07-11-2012
Eric J. MoreiraCitizens Securities, Inc.Essex Financial Services, Inc.05-01-2018
Ashley Nicole GluhanichCitizens Securities, Inc.Foresters Financial Services, Inc.12-04-2018
Brian Joseph Berlepsch Jr.Citizens Securities, Inc.Foresters Financial Services, Inc.08-11-2017
Nathaniel A RobertsCitizens Securities, Inc.Foresters Financial Services, Inc.06-28-2017
Alexander D. FlandersCitizens Securities, Inc.Foresters Financial Services, Inc.03-29-2017
Steven BeimlerCitizens Securities, Inc.Infinex Investments, Inc.01-24-2020
David White Rogers Jr.Citizens Securities, Inc.Infinex Investments, Inc.$5005-22-2017
Thomas Xavier WaltonCitizens Securities, Inc.Infinex Investments, Inc.$15001-02-2013
John Scott SommavillaCitizens Securities, Inc.J.P. Morgan Securities LLC05-29-2018
George Christian AveryCitizens Securities, Inc.J.P. Morgan Securities LLC08-03-2015
Kimberly OwenCitizens Securities, Inc.Key Investment Services LLC10-08-2019
Yaldez Abdel SamedCitizens Securities, Inc.Key Investment Services LLC05-31-2019
Patrick Edward O'ConnorCitizens Securities, Inc.Key Investment Services LLC$1008-15-2018
Devon LuftCitizens Securities, Inc.Key Investment Services LLC10-23-2017
John Russell TyersCitizens Securities, Inc.Lombard International Distribution Company06-21-2016
David Paul DufourCitizens Securities, Inc.LPL Financial LLC01-02-2018
Della Mary HicksCitizens Securities, Inc.LPL Financial LLC09-02-2016
Kathryn A GenoveseCitizens Securities, Inc.LPL Financial LLC08-30-2016
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.