Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mauricio Alejandro MonteroCitizens Securities, Inc.Wells Fargo Clearing Services, LLC01-06-2014
Daniel Michael CalarcoCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$20003-25-2013
John Parker ReadCitizens Securities, Inc.Wells Fargo Clearing Services, LLC09-04-2012
Andrea Marlene MigliaccioCitizens Securities, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2017
Theodore John SchaafCitizens Securities, Inc.UBS Financial Services Inc.08-08-2017
Amy Lauren GaitherCitizens Securities, Inc.Triad Advisors LLC02-15-2018
Hyman Noah GlasmanCitizens Securities, Inc.TD Ameritrade, Inc.01-03-2020
Steven Marc OldermanCitizens Securities, Inc.Scottrade, Inc.10-20-2017
Thomas Edward Hobin Jr.Citizens Securities, Inc.Santander Securities LLC11-01-2019
Gina Marie Bert-ZattoCitizens Securities, Inc.Santander Securities LLC07-26-2016
Joseph Cobham Noyes IVCitizens Securities, Inc.Santander Securities LLC05-08-2014
Ryan J. PinardCitizens Securities, Inc.Pruco Securities, LLC.08-16-2017
David Weber HoodCitizens Securities, Inc.Pruco Securities, LLC.02-18-2014
Peter Andrew NikitaidisCitizens Securities, Inc.Pickwick Capital Partners, LLC01-25-2016
James Joseph CollettiCitizens Securities, Inc.PFS Investments Inc.$10010-21-2014
Paul Richard DuquetteCitizens Securities, Inc.PEOPLE'S SECURITIES, INC.01-28-2020
Marcus William GollenbergCitizens Securities, Inc.People's Securities, Inc.01-02-2018
Brian Robert MaitlandCitizens Securities, Inc.People's Securities, Inc.03-23-2016
Frank Frederick LoriaCitizens Securities, Inc.People's Securities, Inc.$2501-13-2014
Gia SyracuseCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC01-25-2016
Kailash M. BhavnaniCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC10-29-2014
Todd Kristopher AlgiereCitizens Securities, Inc.Nationwide Securities, LLC06-13-2016
Brandon Anthony WilliamsCitizens Securities, Inc.MML Investors Services, LLC12-19-2018
Samuel WatsonCitizens Securities, Inc.MetLife Securities Inc.11-29-2016
Ketan Bhupendra ShahCitizens Securities, Inc.MetLife Securities Inc.07-17-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.