Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Richard DuquetteCitizens Securities, Inc.People's Securities, Inc.01-28-2020
Nathaniel A RobertsCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2019
Thomas Edward Hobin Jr.Citizens Securities, Inc.Santander Securities LLC11-01-2019
Kimberly OwenCitizens Securities, Inc.Key Investment Services LLC10-08-2019
Jacob Earle BetteridgeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Ashley Nicole GluhanichCitizens Securities, Inc.Foresters Financial Services, Inc.12-04-2018
Carl Austin LaurettiCitizens Securities, Inc.CUNA Brokerage Services, Inc.10-23-2018
Patrick Edward O'ConnorCitizens Securities, Inc.Key Investment Services LLC$10008-15-2018
John Scott SommavillaCitizens Securities, Inc.J.P. Morgan Securities LLC05-29-2018
Eric J. MoreiraCitizens Securities, Inc.Essex Financial Services, Inc.05-01-2018
David Paul DufourCitizens Securities, Inc.LPL Financial LLC01-02-2018
Marcus William GollenbergCitizens Securities, Inc.People's Securities, Inc.01-02-2018
Kyle AmaroneCitizens Securities, Inc.AXA Advisors, LLC12-01-2017
Devon Ann LuftCitizens Securities, Inc.Key Investment Services LLC10-23-2017
Ryan Joseph PinardCitizens Securities, Inc.Pruco Securities, LLC.08-16-2017
Brian Joseph Berlepsch Jr.Citizens Securities, Inc.Foresters Financial Services, Inc.08-11-2017
Theodore John SchaafCitizens Securities, Inc.UBS Financial Services Inc.08-08-2017
Nathaniel A. RobertsCitizens Securities, Inc.Foresters Financial Services, Inc.06-28-2017
David White Rogers Jr.Citizens Securities, Inc.Infinex Investments, Inc.$50005-22-2017
Alexander Dean FlandersCitizens Securities, Inc.Foresters Financial Services, Inc.03-29-2017
Andrea Marlene MigliaccioCitizens Securities, Inc.Wells Fargo Advisors Financial Network, LLC$10003-22-2017
Samuel Campbell WatsonCitizens Securities, Inc.MetLife Securities Inc.$15011-29-2016
Della Mary HicksCitizens Securities, Inc.LPL Financial LLC09-02-2016
Kathryn A GenoveseCitizens Securities, Inc.LPL Financial LLC08-30-2016
Gina Marie Bert-ZattoCitizens Securities, Inc.Santander Securities LLC$10007-26-2016
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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