Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashley A NoonanCitizens Securities, Inc.Wells Fargo Clearing Services, LLC04-03-2020
Paul Richard DuquetteCitizens Securities, Inc.People's Securities, Inc.01-28-2020
Steven BeimlerCitizens Securities, Inc.Infinex Investments, Inc.01-24-2020
Hyman Noah GlasmanCitizens Securities, Inc.TD Ameritrade, Inc.01-03-2020
Brittany Nicole SquiresCitizens Securities, Inc.Infinex Investments, Inc.11-06-2019
THOMAS E HOBIN JrCitizens Securities, Inc.Santander Securities LLC11-01-2019
Chung-Hui ChanCitizens Securities, Inc.M&T Securities, Inc.10-16-2019
Kimberly OwenCitizens Securities, Inc.Key Investment Services LLC10-08-2019
Jacob Earle BetteridgeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Yaldez Abdel SamedCitizens Securities, Inc.Key Investment Services LLC05-31-2019
Patrick E OConnorCitizens Securities, Inc.Key Investment Services LLC08-15-2018
Keith Wilson BurdenCitizens Securities, Inc.First Dominion Capital Corp.05-01-2018
Eric Joseph MoreiraCitizens Securities, Inc.Essex Financial Services, Inc.05-01-2018
Amy Lauren GaitherCitizens Securities, Inc.Triad Advisors LLC02-15-2018
Kyle AmaroneCitizens Securities, Inc.Equitable Advisors, LLC12-01-2017
Theodore John SchaafCitizens Securities, Inc.UBS Financial Services Inc.08-08-2017
Della Mary HicksCitizens Securities, Inc.LPL Financial LLC09-02-2016
Kathryn A GenoveseCitizens Securities, Inc.LPL Financial LLC08-30-2016
Brian Robert MaitlandCitizens Securities, Inc.People's Securities, Inc.03-23-2016
Peter Andrew NikitaidisCitizens Securities, Inc.Pickwick Capital Partners, LLC$15001-25-2016
Joan Marie FislerCitizens Securities, Inc.LPL Financial LLC$2501-06-2014
Stephen Jude WilsonCitizens Securities, Inc.NYLIFE Securities LLC04-29-2013
Daniel Michael CalarcoCitizens Securities, Inc.Wells Fargo Clearing Services, LLC03-25-2013
John Parker ReadCitizens Securities, Inc.Wells Fargo Clearing Services, LLC09-04-2012

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.