Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Clifford HavensCommonwealth Financial NetworkAccess Financial Group, Inc.04-01-2010
Charles Michael WhiteCommonwealth Financial NetworkAita Financial Group, Inc.04-30-2014
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, LLC$10009-28-2018
Kate Sophia ZienCommonwealth Financial NetworkAmeriprise Financial Services, LLC09-28-2018
Kristen Emeline KaniaCommonwealth Financial NetworkAmeriprise Financial Services, LLC$1001-26-2018
Omar Wallace FrancisCommonwealth Financial NetworkAmeritas Investment Company, LLC$607-22-2019
Teresa G BenningCommonwealth Financial NetworkBenning Financial Advisors11-01-2018
Iris M ConnerCommonwealth Financial NetworkCetera Advisor Networks LLC01-03-2019
Jeffrey A SturgeonCommonwealth Financial NetworkEdward Jones09-22-2016
Lisa Obrien HurleyCommonwealth Financial NetworkFidelity Brokerage Services LLC04-26-2017
Timothy Douglas StowellCommonwealth Financial NetworkFidelity Personal and Workplace Advisors04-01-2019
Steven Michael LoweCommonwealth Financial NetworkForesters Financial Services, Inc.06-16-2010
Mark Raymond VidaCommonwealth Financial NetworkInfinex Investments, Inc.$25001-03-2018
Kathleen Mary EricksonCommonwealth Financial NetworkInfinex Investments, Inc.10-26-2012
Rachel Denise SorrentinoCommonwealth Financial NetworkINVEST Financial Corporation08-06-2013
Magdalena JohndrowCommonwealth Financial NetworkJ.P. Morgan Securities LLC01-03-2017
Douglas Elliott KerrCommonwealth Financial NetworkLincoln Financial Advisors Corporation02-14-2014
Michael AlexanderCommonwealth Financial NetworkLPL Financial LLC$5012-02-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Michael John GulishCommonwealth Financial NetworkLPL Financial LLC$5002-27-2019
John Joseph ZaprzalkaCommonwealth Financial NetworkLPL Financial LLC02-27-2019
John Louis WonnebergerCommonwealth Financial NetworkLPL Financial LLC$1,00002-27-2019
Daniel Joseph CainCommonwealth Financial NetworkLPL Financial LLC02-27-2019
Michael E MessinaCommonwealth Financial NetworkLPL Financial LLC02-27-2019
Jeffrey David RockwellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-10-2009
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.