Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Omar Wallace FrancisCommonwealth Financial NetworkAmeritas Investment Corp.$60007-22-2019
Michael John GulishCommonwealth Financial NetworkLPL Financial LLC$50002-27-2019
Mark Allen GantnerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-05-2018
Quentin Douglas ElliottCommonwealth Financial NetworkMorgan Stanley$50005-18-2018
Terrence Stephen CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$50008-04-2017
William Joseph CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$50008-04-2017
Tiffany Marie KnoopCommonwealth Financial NetworkMorgan Stanley$50012-02-2016
Charles B CrillyCommonwealth Financial NetworkMorgan Stanley$50006-05-2014
Barbara Hankins TaylorCommonwealth Financial NetworkVoya Financial Advisors, Inc.$50004-29-2013
James Edward Tyrrell IICommonwealth Financial NetworkSecurities America, Inc.$50009-30-2011
Russell Kingsley BellCommonwealth Financial NetworkSecurities America, Inc.$50009-30-2011
Steven Michael LoweCommonwealth Financial NetworkForesters Financial Services, Inc.$50006-16-2010
Patrick James ClarkCommonwealth Financial NetworkWRP Investments, Inc.$39001-03-2011
Andrew Charles BauerCommonwealth Financial NetworkVoya Financial Advisors, Inc.$28708-04-2017
Lori Lantiere JohndrowCommonwealth Financial NetworkVoya Financial Advisors, Inc.$27304-29-2013
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC$25007-18-2019
Mark Raymond VidaCommonwealth Financial NetworkInfinex Investments, Inc.$25001-03-2018
Jeremy Michael SoboleskiCommonwealth Financial NetworkSnowden Account Services LLC$25004-01-2016
Charles Michael WhiteCommonwealth Financial NetworkAita Financial Group, Inc.$25004-30-2014
Susan Roth MassicottCommonwealth Financial NetworkCruice Financial Organization$15004-11-2019
Michael Thomas LeeCommonwealth Financial NetworkKestra Private Wealth Services, LLC$15002-01-2017
Terran Renfro TitusCommonwealth Financial NetworkVoya Financial Advisors, Inc.$15005-09-2014
Kathleen Mary EricksonCommonwealth Financial NetworkInfinex Investments, Inc.$15010-26-2012
Jeffrey David RockwellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-10-2009
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley$10007-19-2019
Next Page »

Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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