Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lawrence CondonEdward JonesVALIC Financial Advisors, Inc.03-27-2009
George Andrew AmeerEdward JonesPrincipal Securities, Inc.10-30-2009
Jonathan Marc BaronEdward JonesMetLife Securities Inc.$2505-07-2010
Michael OrzolekEdward JonesMetLife Securities Inc.05-11-2012
John Paul Palen IIIEdward JonesInfinex Investments, Inc.$5008-16-2013
Jeanne Marie NuhferEdward JonesInfinex Investments, Inc.08-04-2014
David Neves MartinsEdward JonesMetLife Investors Distribution Company$1009-17-2014
Patricia Ann RapackiEdward JonesMetLife Investors Distribution Company11-19-2014
Ryan Edward KubasekEdward JonesNeuberger Berman LLC11-21-2016
Jeffrey Joseph KnightEdward JonesCornerstone Investment Services12-22-2016
Philip Frank Ucci IIIEdward JonesKey Investment Services LLC$10002-24-2017
Kevin D HarrisEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2017
Jared Kent MillerEdward JonesPeter R. Mack & Co., Inc.07-06-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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