Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luke Michael Shawn ZulaufFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2020
Crissel LopezFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC09-01-2020
Salvatore Antonio SerenoFidelity Brokerage Services LLCNational Securities Corporation06-18-2020
Adam J TuckerFidelity Brokerage Services LLCMML Investors Services, LLC06-12-2020
Dianne R CicchettiFidelity Brokerage Services LLCMorgan Stanley06-10-2020
John AhernFidelity Brokerage Services LLCMML Investors Services, LLC04-14-2020
Daniel Robert WidasFidelity Brokerage Services LLCEdward Jones03-16-2020
Robert Pierson PalmerFidelity Brokerage Services LLCMML Investors Services, LLC03-03-2020
Maggie Webster PiccirilloFidelity Brokerage Services LLCWinthrop Wealth12-18-2019
Krista Lee CzarnecFidelity Brokerage Services LLCVoya Financial Advisors, Inc.10-18-2019
Nicholas Anthony ZuccoFidelity Brokerage Services LLCMML Investors Services, LLC10-04-2019
Jordan SimonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Brannon Charles OzarkFidelity Brokerage Services LLCSymmetry Partners07-18-2019
Sarah ONeill WhiteFidelity Brokerage Services LLCUBS Financial Services Inc.03-29-2019
Charlotte De-SouzaFidelity Brokerage Services LLCPruco Securities, LLC.02-22-2019
Cathy Yance YanceFidelity Brokerage Services LLCE D & F Man Capital Markets Inc.09-25-2018
Linda A SchoffFidelity Brokerage Services LLCDavid Lerner Associates, Inc.09-24-2018
Joanne Margaret CarusoFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Michael Jay GefenFidelity Brokerage Services LLCNewbridge Securities Corporation07-18-2018
John Anthony OcchipintiFidelity Brokerage Services LLCMML Investors Services, LLC06-11-2018
Eric GibbsFidelity Brokerage Services LLCVoya Financial Advisors, Inc.03-02-2018
Timothy John ResslerFidelity Brokerage Services LLCEquitable Advisors, LLC06-27-2017
Maxwell R VreelandFidelity Brokerage Services LLCForesters Financial Services, Inc.05-10-2017
Jason Coyle MedoffFidelity Brokerage Services LLCPeople's Securities, Inc.03-10-2017
Charles William Falzone IIIFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2202-15-2017
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.