Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William George ZimmermanFidelity Brokerage Services LLCAIG Capital Services, Inc.04-29-2016
Lisa Obrien HurleyFidelity Brokerage Services LLCAmeriprise Financial Services, LLC04-10-2014
Timothy J. ResslerFidelity Brokerage Services LLCAXA Advisors, LLC06-27-2017
Andrea D. HarneyFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-08-2016
Erik Michael NeroFidelity Brokerage Services LLCChase Investment Services Corp.$10012-07-2011
Nisha Amish JhaveriFidelity Brokerage Services LLCCitigroup Global Markets Inc.04-08-2019
Linda A. SchoffFidelity Brokerage Services LLCDavid Lerner Associates, Inc.09-24-2018
John Patrick HughesFidelity Brokerage Services LLCDavid Lerner Associates, Inc.08-12-2015
Cathy Yance YanceFidelity Brokerage Services LLCE D & F Man Capital Markets Inc.09-25-2018
Mark Nene MagnusenFidelity Brokerage Services LLCEdward Jones01-31-2017
David KopsFidelity Brokerage Services LLCEdward Jones02-24-2015
Maxwell R. VreelandFidelity Brokerage Services LLCForesters Financial Services, Inc.05-10-2017
Nauman Karim RanaFidelity Brokerage Services LLCJ.P. Morgan Securities LLC$2509-04-2015
Scott Louis LanglaisFidelity Brokerage Services LLCLegg Mason Investor Services, LLC$5007-29-2013
Careena PatelFidelity Brokerage Services LLCLPL Financial LLC05-13-2015
Mac CasaleFidelity Brokerage Services LLCMercer Allied Company, L.P.11-21-2011
Jordan SimonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Charles William Falzone IIIFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2017
Slade B. YancyFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2016
Robert Roger PikFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-21-2016
Edward R KnightFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Jason Douglas BoothroydFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-21-2012
John AhernFidelity Brokerage Services LLCMML Investors Services, LLC04-14-2020
Robert Pierson PalmerFidelity Brokerage Services LLCMML Investors Services, LLC03-03-2020
Nicholas Anthony ZuccoFidelity Brokerage Services LLCMML Investors Services, LLC10-04-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.