Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luke Green VoigtInfinex Investments, Inc.Cetera Investment Services LLC05-01-2020
Jason Michael GiordanoInfinex Investments, Inc.LPL Financial LLC$5003-06-2020
Walter Frank Squires JrInfinex Investments, Inc.LPL Financial LLC02-21-2020
Brian Kenneth MaroisInfinex Investments, Inc.Key Investment Services LLC12-06-2019
Richard Edward Labriola JrInfinex Investments, Inc.Key Investment Services LLC11-20-2019
Michael Robert GalluzzoInfinex Investments, Inc.MML Investors Services, LLC06-10-2019
Thomas Wayne MoranInfinex Investments, Inc.LPL Financial LLC$10003-08-2019
Jessica Lynn CafassoInfinex Investments, Inc.LPL Financial LLC03-08-2019
Christopher Charles Balogh JrInfinex Investments, Inc.PlanMember Securities Corporation02-11-2019
Mark Raymond VidaInfinex Investments, Inc.Investmark Advisory Group LLC$15001-07-2019
Angelo N PiccoloInfinex Investments, Inc.Citigroup Global Markets Inc.12-10-2018
Joseph R SipalaInfinex Investments, Inc.Symmetry Partners04-30-2018
James Carlton HunterInfinex Investments, Inc.MML Investors Services, LLC01-18-2018
Richard Brian WolfInfinex Investments, Inc.Prudential Annuities Distributors, Inc01-03-2018
Raman GroverInfinex Investments, Inc.Key Investment Services LLC$1112-04-2017
Matthew Rowe SweetInfinex Investments, Inc.Raymond James Financial Services, Inc.$1009-05-2017
Lorenzo Pietro GaudiosoInfinex Investments, Inc.Oppenheimer & Co. Inc.06-26-2017
Tricia Lyman GordonInfinex Investments, Inc.Key Investment Services LLC04-04-2017
James Murray ElliottInfinex Investments, Inc.Commonwealth Financial Network$5010-19-2016
Kathleen Anne RinglerInfinex Investments, Inc.Commonwealth Financial Network$2510-19-2016
Jennifer Lee GrennanInfinex Investments, Inc.LPL Financial LLC06-22-2016
Patrick Wiiliam WoodhouseInfinex Investments, Inc.LPL Financial LLC06-03-2016
Alon Dror SapirInfinex Investments, Inc.Equitable Advisors, LLC05-18-2016
Jason Miles ApruzzeseInfinex Investments, Inc.LPL Financial LLC04-11-2016
Justin RodriguesInfinex Investments, Inc.LPL Financial LLC01-14-2016
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.