Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Raymond VidaInfinex Investments, Inc.Investmark Advisory Group LLC$15001-07-2019
Tiffany R. GuittapInfinex Investments, Inc.WesBanco Securities, Inc.01-02-2019
John Anthony Okeefe IIIInfinex Investments, Inc.MML Investors Services, LLC06-04-2018
Joseph Thomas MurphyInfinex Investments, Inc.Key Investment Services LLC$112-04-2017
Raman GroverInfinex Investments, Inc.Key Investment Services LLC$1112-04-2017
Kevin Michael PezzeInfinex Investments, Inc.Key Investment Services LLC09-13-2017
Matthew Rowe SweetInfinex Investments, Inc.Raymond James Financial Services, Inc.$1009-05-2017
Philip Grant ParkerInfinex Investments, Inc.Key Investment Services LLC05-30-2017
Matthew C SomukInfinex Investments, Inc.Key Investment Services LLC04-12-2017
Tricia L GordonInfinex Investments, Inc.Key Investment Services LLC04-04-2017
Saba K WaqarInfinex Investments, Inc.Key Investment Services LLC03-30-2017
James Murray ElliottInfinex Investments, Inc.Commonwealth Financial Network$5010-19-2016
Kathleen Anne RinglerInfinex Investments, Inc.Commonwealth Financial Network$2510-19-2016
James Patrick Flynn Jr.Infinex Investments, Inc.Santander Securities LLC$109-09-2016
David Todd WestonInfinex Investments, Inc.LPL Financial LLC08-15-2016
Glenda Sue ReinerInfinex Investments, Inc.LPL Financial LLC06-15-2016
Alon Dror SapirInfinex Investments, Inc.AXA Advisors, LLC05-18-2016
Jason Miles ApruzzeseInfinex Investments, Inc.LPL Financial LLC$104-11-2016
Brian Kenneth MaroisInfinex Investments, Inc.LPL Financial LLC02-09-2016
Justin RodriguesInfinex Investments, Inc.LPL Financial LLC01-14-2016
Albert P Del VecchioInfinex Investments, Inc.CUSO Financial Services, L.P.07-17-2015
Jason David MimsInfinex Investments, Inc.Money Concepts Capital Corp06-05-2015
John Ryuichi UyekiInfinex Investments, Inc.LPL Financial LLC$15006-05-2015
Robert Hamilton EllsworthInfinex Investments, Inc.New England Securities$15009-30-2014
Patrick E O'ConnorInfinex Investments, Inc.LPL Financial LLC05-01-2014
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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