Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alon Dror SapirInfinex Investments, Inc.AXA Advisors, LLC05-18-2016
Richard Francis ChimelewskiInfinex Investments, Inc.Cetera Advisor Networks LLC10-02-2009
Sean P. LewisInfinex Investments, Inc.Cetera Advisor Networks LLC10-01-2009
Angelo N. PiccoloInfinex Investments, Inc.Citigroup Global Markets Inc.12-10-2018
Antonio J EstevesInfinex Investments, Inc.Citizens Securities, Inc.01-09-2019
Glen Alan ChretienInfinex Investments, Inc.Citizens Securities, Inc.02-28-2014
James Murray ElliottInfinex Investments, Inc.Commonwealth Financial Network$5010-19-2016
Kathleen Anne RinglerInfinex Investments, Inc.Commonwealth Financial Network10-19-2016
Gerard Burke TautkusInfinex Investments, Inc.CUNA Brokerage Services, Inc.12-17-2012
Clay Everett BellInfinex Investments, Inc.Edward Jones11-01-2011
Jody Lynn ClaypoolInfinex Investments, Inc.H. Beck, Inc.01-09-2014
Richard Frederick HoldenInfinex Investments, Inc.Harvest Capital LLC04-29-2014
Darien Sherman LewieInfinex Investments, Inc.Harvest Capital LLC11-30-2013
Ralph Alfonso Giansanti Jr.Infinex Investments, Inc.Harvest Capital LLC11-21-2013
Thomas James DillonInfinex Investments, Inc.Harvest Capital LLC11-21-2013
Andrew Jeff LebowitzInfinex Investments, Inc.Harvest Capital LLC11-20-2013
James ThomasInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Paul Christopher RogersInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Mark Joseph LeonardInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Robert Craig DavisInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Philip Warner Perry Jr.Infinex Investments, Inc.Harvest Capital LLC11-20-2013
David Ralph PruettInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Janet Lee PorterInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Bury BarbierInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Lee Harrison NormanInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Next Page »

Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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