Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tiffany R. GuittapInfinex Investments, Inc.WesBanco Securities, Inc.01-02-2019
Kenneth M. BurkeInfinex Investments, Inc.Wells Fargo Clearing Services, LLC09-30-2014
Michael Eugene BertanzaInfinex Investments, Inc.Wells Fargo Clearing Services, LLC09-29-2011
James Patrick ClancyInfinex Investments, Inc.Voya Investments Distributor, LLC$2502-28-2014
Robert Kenneth JohnsonInfinex Investments, Inc.Voya Financial Advisors, Inc.11-02-2016
Kenna Muriel HesselingInfinex Investments, Inc.The Huntington Investment Company10-07-2010
Paul Charles Hill Jr.Infinex Investments, Inc.TD Ameritrade Investment Management, LLC$2510-13-2009
Joseph R SipalaInfinex Investments, Inc.Symmetry Partners04-30-2018
Paul Richard Vegiard Jr.Infinex Investments, Inc.Santander Securities LLC$2506-04-2018
Billie Jo McwilliamsInfinex Investments, Inc.Santander Securities LLC05-21-2018
James Patrick Flynn Jr.Infinex Investments, Inc.Santander Securities LLC09-09-2016
George K. StambouloglouInfinex Investments, Inc.Santander Securities LLC$2501-08-2016
Daniel Robert CahillInfinex Investments, Inc.Raymond James Financial Services, Inc.$4604-01-2019
Matthew Rowe SweetInfinex Investments, Inc.Raymond James Financial Services, Inc.$1009-05-2017
Richard Brian WolfInfinex Investments, Inc.Prudential Annuities Distributors, Inc01-03-2018
Christopher Charles Balogh Jr.Infinex Investments, Inc.PlanMember Securities Corporation02-11-2019
David Aaron YaffeeInfinex Investments, Inc.People's Securities, Inc.$10009-28-2012
Paul Harold KraklanInfinex Investments, Inc.P.J. Robb Variable Corporation05-07-2010
Lorenzo Pietro GaudiosoInfinex Investments, Inc.Oppenheimer & Co. Inc.06-26-2017
Charles Ray Dickson Jr.Infinex Investments, Inc.Nexity Financial Services, Inc.$10008-10-2010
Robert Hamilton EllsworthInfinex Investments, Inc.New England Securities$15009-30-2014
Mary Jean RobbinsInfinex Investments, Inc.New England Securities06-27-2011
Richard Martin EllingtonInfinex Investments, Inc.National Planning Corporation$5004-29-2014
Connor Francis DolanInfinex Investments, Inc.Morgan Stanley10-12-2009
Jason David MimsInfinex Investments, Inc.Money Concepts Capital Corp06-05-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.