Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alon Dror SapirInfinex Investments, Inc.AXA Advisors, LLC05-18-2016
Thomas Xavier WaltonInfinex Investments, Inc.Banc of America Investment Services, Inc.$15006-30-2009
Tina Marie GreenInfinex Investments, Inc.BancorpSouth Investment Services, Inc.$10012-02-2013
Stephanie Michele LingenfelterInfinex Investments, Inc.Cetera Advisor Networks LLC11-03-2009
Christine R. SerreInfinex Investments, Inc.Cetera Advisor Networks LLC$10010-12-2009
Richard Francis ChimelewskiInfinex Investments, Inc.Cetera Advisor Networks LLC$10010-02-2009
Sean P. LewisInfinex Investments, Inc.Cetera Advisor Networks LLC10-01-2009
Julie Anne BramlittInfinex Investments, Inc.Cetera Financial Specialists LLC01-02-2019
James Louis TesmerInfinex Investments, Inc.Cetera Investment Services LLC$10001-04-2010
Tori Jane GableInfinex Investments, Inc.Cetera Investment Services LLC06-02-2009
Angelo N. PiccoloInfinex Investments, Inc.Citigroup Global Markets Inc.12-10-2018
Antonio J EstevesInfinex Investments, Inc.Citizens Securities, Inc.01-09-2019
Joshua Alan MozeleskiInfinex Investments, Inc.Citizens Securities, Inc.05-02-2017
Glen Alan ChretienInfinex Investments, Inc.Citizens Securities, Inc.$10002-28-2014
Thomas David MckeonInfinex Investments, Inc.Citizens Securities, Inc.$10007-09-2012
Bethany Anne DeverInfinex Investments, Inc.Citizens Securities, Inc.02-01-2012
Kathleen Anne RinglerInfinex Investments, Inc.Commonwealth Financial Network$25010-19-2016
James Murray ElliottInfinex Investments, Inc.Commonwealth Financial Network$50010-19-2016
Gerard Burke TautkusInfinex Investments, Inc.CUNA Brokerage Services, Inc.$25012-17-2012
Albert P Del VecchioInfinex Investments, Inc.CUSO Financial Services, L.P.07-17-2015
Clay Everett BellInfinex Investments, Inc.Edward Jones$10011-01-2011
John Paul Palen IIIInfinex Investments, Inc.Edward Jones$25012-09-2010
Jody Lynn ClaypoolInfinex Investments, Inc.H. Beck, Inc.$10001-09-2014
Richard Frederick HoldenInfinex Investments, Inc.Harvest Capital LLC$15004-29-2014
Marc Richard CharetteInfinex Investments, Inc.Harvest Capital LLC01-31-2014
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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