Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Robert CahillInfinex Investments, Inc.Raymond James Financial Services, Inc.$4604-01-2019
Antonio J EstevesInfinex Investments, Inc.Citizens Securities, Inc.01-09-2019
Mark Raymond VidaInfinex Investments, Inc.Investmark Advisory Group LLC$15001-07-2019
Tiffany R. GuittapInfinex Investments, Inc.WesBanco Securities, Inc.01-02-2019
Angelo N. PiccoloInfinex Investments, Inc.Citigroup Global Markets Inc.12-10-2018
Raman GroverInfinex Investments, Inc.Key Investment Services LLC$1112-04-2017
Joseph Thomas MurphyInfinex Investments, Inc.Key Investment Services LLC12-04-2017
Matthew Rowe SweetInfinex Investments, Inc.Raymond James Financial Services, Inc.$1009-05-2017
Philip Grant ParkerInfinex Investments, Inc.Key Investment Services LLC05-30-2017
Tricia Lyman GordonInfinex Investments, Inc.Key Investment Services LLC04-04-2017
James Murray ElliottInfinex Investments, Inc.Commonwealth Financial Network$5010-19-2016
Kathleen Anne RinglerInfinex Investments, Inc.Commonwealth Financial Network10-19-2016
James Patrick Flynn Jr.Infinex Investments, Inc.Santander Securities LLC09-09-2016
Alon Dror SapirInfinex Investments, Inc.AXA Advisors, LLC05-18-2016
Jason Miles ApruzzeseInfinex Investments, Inc.LPL Financial LLC04-11-2016
Justin RodriguesInfinex Investments, Inc.LPL Financial LLC01-14-2016
John Ryuichi UyekiInfinex Investments, Inc.LPL Financial LLC06-05-2015
Jason David MimsInfinex Investments, Inc.Money Concepts Capital Corp06-05-2015
Robert Hamilton EllsworthInfinex Investments, Inc.New England Securities$15009-30-2014
Richard Frederick HoldenInfinex Investments, Inc.Harvest Capital LLC04-29-2014
James Patrick ClancyInfinex Investments, Inc.Voya Investments Distributor, LLC$2502-28-2014
Glen Alan ChretienInfinex Investments, Inc.Citizens Securities, Inc.02-28-2014
Steven Wayne AikenInfinex Investments, Inc.LPL Financial LLC$5002-18-2014
Jody Lynn ClaypoolInfinex Investments, Inc.H. Beck, Inc.01-09-2014
Robert Ernest VelardiInfinex Investments, Inc.Lincoln Financial Advisors Corporation12-18-2013
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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