Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Winchenbach KingstonInfinex Investments, Inc.Northern Capital Securities Corporation06-03-2010
John Effingham DeansInfinex Investments, Inc.LPL Financial LLC04-14-2011
Donna D WilliamsInfinex Investments, Inc.Santander Securities LLC01-16-2013
Lisa Marie RancourtInfinex Investments, Inc.Santander Securities LLC06-17-2013
John Joseph DeleoInfinex Investments, Inc.LPL Financial LLC10-22-2013
Garry Clemons HelyerInfinex Investments, Inc.Harvest Capital LLC$15011-20-2013
Andrew Jeff LebowitzInfinex Investments, Inc.Harvest Capital LLC11-20-2013
James ThomasInfinex Investments, Inc.Harvest Capital LLC11-20-2013
James Jerry NocerinoInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Paul Christopher RogersInfinex Investments, Inc.Harvest Capital LLC$10011-20-2013
Robert Craig DavisInfinex Investments, Inc.Harvest Capital LLC$5011-20-2013
Philip Warner Perry JrInfinex Investments, Inc.Harvest Capital LLC11-20-2013
David Ralph PruettInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Bury BarbierInfinex Investments, Inc.Harvest Capital LLC$5011-20-2013
Lee Harrison NormanInfinex Investments, Inc.Harvest Capital LLC11-20-2013
James Charles MartinelliInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Michael Christopher LudwinInfinex Investments, Inc.Harvest Capital LLC$5011-20-2013
Wallie Dexter FelicianoInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Matthew Reid RichInfinex Investments, Inc.Harvest Capital LLC$15011-20-2013
Bryan Peter ChesebroughInfinex Investments, Inc.Harvest Capital LLC11-20-2013
John Francis CharbonneauInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Ralph Alfonso Giansanti JrInfinex Investments, Inc.Harvest Capital LLC11-21-2013
Thomas James DillonInfinex Investments, Inc.Harvest Capital LLC$15011-21-2013
Darien Sherman LewieInfinex Investments, Inc.Harvest Capital LLC11-30-2013
Robert Ernest VelardiInfinex Investments, Inc.Lincoln Financial Advisors Corporation12-18-2013
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.