Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tori Jane GableInfinex Investments, Inc.Cetera Investment Services LLC06-02-2009
Thomas Xavier WaltonInfinex Investments, Inc.Banc of America Investment Services, Inc.$15006-30-2009
Peter Michael FrikkerInfinex Investments, Inc.Voya Financial Advisors, Inc.09-24-2009
Sean P. LewisInfinex Investments, Inc.Cetera Advisor Networks LLC10-01-2009
Richard Francis ChimelewskiInfinex Investments, Inc.Cetera Advisor Networks LLC$10010-02-2009
Christine R. SerreInfinex Investments, Inc.Cetera Advisor Networks LLC$10010-12-2009
Connor Francis DolanInfinex Investments, Inc.Morgan Stanley10-12-2009
Paul Charles Hill Jr.Infinex Investments, Inc.TD Ameritrade Investment Management, LLC$25010-13-2009
Stephanie Michele LingenfelterInfinex Investments, Inc.Cetera Advisor Networks LLC11-03-2009
James Louis TesmerInfinex Investments, Inc.Cetera Investment Services LLC$10001-04-2010
James Joseph ColantropoInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2010
Paul Harold KraklanInfinex Investments, Inc.P.J. Robb Variable Corporation05-07-2010
Charles Ray Dickson Jr.Infinex Investments, Inc.Nexity Financial Services, Inc.$10008-10-2010
Kenna Muriel HesselingInfinex Investments, Inc.The Huntington Investment Company$10010-07-2010
Ana Paula FonsecaInfinex Investments, Inc.LPL Financial LLC11-08-2010
John Paul Palen IIIInfinex Investments, Inc.Edward Jones$25012-09-2010
William Michael BartinInfinex Investments, Inc.Investment Professionals, Inc.$50006-23-2011
Mary Jean RobbinsInfinex Investments, Inc.New England Securities$10006-27-2011
Michael Eugene BertanzaInfinex Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-29-2011
Clay Everett BellInfinex Investments, Inc.Edward Jones$10011-01-2011
Bethany Anne DeverInfinex Investments, Inc.Citizens Securities, Inc.02-01-2012
Michael Aaron HerouxInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-01-2012
Thomas David MckeonInfinex Investments, Inc.Citizens Securities, Inc.$10007-09-2012
David Aaron YaffeeInfinex Investments, Inc.People's Securities, Inc.$10009-28-2012
Gerard Burke TautkusInfinex Investments, Inc.CUNA Brokerage Services, Inc.$25012-17-2012
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.