Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rob J MasanottiJ.P. Morgan Securities LLCMML Investors Services, LLC$107-23-2018
Steven Lawrence KleinerJ.P. Morgan Securities LLCUnified Financial Securities, LLC03-31-2017
William Hampton StrussJ.P. Morgan Securities LLCFidelity Investments Institutional Services Company, Inc.01-13-2017
Antonio Sebastian DispensaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-09-2016
Kailash Moti BhavnaniJ.P. Morgan Securities LLCCitizens Securities, Inc.08-15-2016
Konstantin VaynerisJ.P. Morgan Securities LLCTullett Prebon Financial Services LLC05-10-2016
Daniel Anthony FigulyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5004-11-2016
Steven Adam CohenJ.P. Morgan Securities LLCMetLife Securities Inc.03-03-2016
Kevin Anthony MoncrieffeJ.P. Morgan Securities LLCWorden Capital Management LLC11-25-2015
David Joseph CoppolaJ.P. Morgan Securities LLCLPL Financial LLC09-10-2015
Dwight Anthony WildmanJ.P. Morgan Securities LLCLPL Financial LLC$15008-11-2015
Keith Matthew FialaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$15006-19-2015
Justin Darin PorterJ.P. Morgan Securities LLCEquity Services, Inc.03-06-2015
Kevin Gerard SmithJ.P. Morgan Securities LLCMutual of Omaha Investor Services, Inc.02-17-2015
Joshua Michael MillerJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$15002-13-2015
Paul PerilloJ.P. Morgan Securities LLCT3 Trading Group, LLC$5002-10-2015
Ryan Mosher ReynoldsJ.P. Morgan Securities LLCAllstate Financial Services, LLC12-11-2014
Janet Ann WelkovichJ.P. Morgan Securities LLCMML Investors Services, LLC$15011-13-2014
Douglas James CerratoJ.P. Morgan Securities LLCCapital One Investment Services LLC10-31-2014
Scott Joseph RickmanJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-05-2014
Pedro Nicolas GonzalezJ.P. Morgan Securities LLCDavid Lerner Associates, Inc.04-17-2014
Brian Patrick AshleyJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$5004-11-2014
David J SpiecherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-31-2013
Elizabeth Wood ZaccherioJ.P. Morgan Securities LLCNatWest Markets Securities Inc.09-05-2013
Lynn Murphy EverdellJ.P. Morgan Securities LLCMorgan Stanley06-12-2013
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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