Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cliff Joseph AndersonJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC$5004-25-2016
Alexis ZonaJ.P. Morgan Securities LLCAXA Advisors, LLC11-14-2019
Nicholas J. ExiasJ.P. Morgan Securities LLCAXA Advisors, LLC06-13-2016
Douglas James CerratoJ.P. Morgan Securities LLCCapital One Investment Services LLC10-31-2014
Julie Marie SterlingJ.P. Morgan Securities LLCCapitol Securities Management, Inc.$5008-29-2019
James Phillip BolanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-04-2018
Jason Williams WingateJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-30-2018
Michelle R. NorbeauJ.P. Morgan Securities LLCCitizens Securities, Inc.$15002-07-2020
Christina Rose FernandezJ.P. Morgan Securities LLCCitizens Securities, Inc.08-30-2019
Kailash M. BhavnaniJ.P. Morgan Securities LLCCitizens Securities, Inc.08-15-2016
Alejandro Jesus VilasusoJ.P. Morgan Securities LLCCNR Securities, LLC06-10-2019
Pedro Nicolas GonzalezJ.P. Morgan Securities LLCDavid Lerner Associates, Inc.04-17-2014
Michael Anthony MancivalanoJ.P. Morgan Securities LLCEdward Jones11-27-2019
Justin Darin PorterJ.P. Morgan Securities LLCEquity Services, Inc.03-06-2015
Scott Joseph RickmanJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-05-2014
William Hampton StrussJ.P. Morgan Securities LLCFidelity Distributors Company LLC01-13-2017
Rustam R. YamilovJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.01-25-2019
Brian Patrick AshleyJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$5004-11-2014
Milena Carvalho AndreucciJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC06-21-2013
Richard Donald SklenkaJ.P. Morgan Securities LLCLPL Financial LLC07-20-2019
Kristy Lee St LouisJ.P. Morgan Securities LLCLPL Financial LLC11-14-2016
David Joseph CoppolaJ.P. Morgan Securities LLCLPL Financial LLC09-10-2015
Dwight Anthony WildmanJ.P. Morgan Securities LLCLPL Financial LLC08-11-2015
William Michael ReidyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2019
Antonio Sebastian DispensaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2016
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.