Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frances Joy A. CaldwellJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-06-2019
Daniel Anthony FigulyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5004-11-2016
Keith Matthew FialaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5006-19-2015
Steven Lawrence KleinerJ.P. Morgan Securities LLCUnified Financial Securities, Inc.03-31-2017
Aaron Elton HallJ.P. Morgan Securities LLCUBS Financial Services Inc.07-17-2019
Phillip Harrison BlairJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC03-27-2013
Paul PerilloJ.P. Morgan Securities LLCT3 Trading Group, LLC$15002-10-2015
Steven Farr DavisJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.03-30-2018
Rodger Raheime HamiltonJ.P. Morgan Securities LLCPruco Securities, LLC.01-16-2020
Pashion WattsJ.P. Morgan Securities LLCPFS Investments Inc.02-11-2020
Bianca Emerentia HeldermanJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-01-2019
Joshua Michael MillerJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC02-13-2015
Elizabeth Wood ZaccherioJ.P. Morgan Securities LLCNatWest Markets Securities Inc.09-05-2013
Kristen Elizabeth PapucciJ.P. Morgan Securities LLCMutual of Omaha Investor Services, Inc.07-11-2016
Kevin Gerard SmithJ.P. Morgan Securities LLCMutual of Omaha Investor Services, Inc.02-17-2015
Michael Anthony VitaccoJ.P. Morgan Securities LLCMorgan Stanley10-04-2017
Lynn Murphy EverdellJ.P. Morgan Securities LLCMorgan Stanley$15006-12-2013
Sarah Zhang KammanJ.P. Morgan Securities LLCMorgan Stanley08-24-2020
Rob John MasanottiJ.P. Morgan Securities LLCMML Investors Services, LLC07-23-2018
Stephen J AnagnostouJ.P. Morgan Securities LLCMML Investors Services, LLC01-18-2018
Janet Ann WelkovichJ.P. Morgan Securities LLCMML Investors Services, LLC$10011-13-2014
Steven Adam CohenJ.P. Morgan Securities LLCMetLife Securities Inc.$1003-03-2016
William Michael ReidyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2019
Antonio Sebastian DispensaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2016
David SpiecherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2013
Next Page »

Showing 1 to 25 of 48 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.