Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie Marie SterlingJ.P. Morgan Securities LLCCapitol Securities Management, Inc.$5008-29-2019
Alejandro Jesus VilasusoJ.P. Morgan Securities LLCCNR Securities, LLC06-10-2019
James Phillip BolanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-04-2018
Rob John MasanottiJ.P. Morgan Securities LLCMML Investors Services, LLC07-23-2018
Steven Lawrence KleinerJ.P. Morgan Securities LLCUnified Financial Securities, LLC03-31-2017
Antonio Sebastian DispensaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2016
Kailash M. BhavnaniJ.P. Morgan Securities LLCCitizens Securities, Inc.08-15-2016
Daniel Anthony FigulyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5004-11-2016
Dwight Anthony WildmanJ.P. Morgan Securities LLCLPL Financial LLC08-11-2015
Justin Darin PorterJ.P. Morgan Securities LLCEquity Services, Inc.03-06-2015
Joshua Michael MillerJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC02-13-2015
Janet Ann WelkovichJ.P. Morgan Securities LLCMML Investors Services, LLC$10011-13-2014
Scott Joseph RickmanJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-05-2014
Brian Patrick AshleyJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$5004-11-2014
David SpiecherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2013
Eric John StramielloJ.P. Morgan Securities LLCChase Investment Services Corp.$7510-01-2012
Christopher Nicholas KoryJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Rodouane RaguiJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Craig Alan Foster Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Michael Brent KislinJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Gary Allan AvidonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Eddie ColonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Juan Carlos De ChoudensJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Thomas Jerome LebowJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Diana Timolien NeptuneJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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