Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Elton HallJ.P. Morgan Securities LLCUBS Financial Services Inc.07-17-2019
Alejandro Jesus VilasusoJ.P. Morgan Securities LLCCNR Securities, LLC06-10-2019
Alexis ZonaJ.P. Morgan Securities LLCAXA Advisors, LLC11-14-2019
Antonio Sebastian DispensaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-09-2016
Bianca Emerentia HeldermanJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-01-2019
Brian Patrick AshleyJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$50004-11-2014
Christina Rose FernandezJ.P. Morgan Securities LLCCitizens Securities, Inc.08-30-2019
Cliff Joseph AndersonJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$50004-25-2016
Daniel Anthony FigulyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-11-2016
David Joseph CoppolaJ.P. Morgan Securities LLCLPL Financial LLC09-10-2015
David SpiecherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-31-2013
Douglas James CerratoJ.P. Morgan Securities LLCCapital One Investment Services LLC10-31-2014
Dwight Anthony WildmanJ.P. Morgan Securities LLCLPL Financial LLC$15008-11-2015
Elizabeth Wood ZaccherioJ.P. Morgan Securities LLCNatWest Markets Securities Inc.09-05-2013
Frances Joy A. CaldwellJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-06-2019
James Phillip BolanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-04-2018
Janet Ann WelkovichJ.P. Morgan Securities LLCMML Investors Services, LLC$10011-13-2014
Joshua Michael MillerJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$15002-13-2015
Julie Marie SterlingJ.P. Morgan Securities LLCCapitol Securities Management, Inc.$50008-29-2019
Justin Darin PorterJ.P. Morgan Securities LLCEquity Services, Inc.03-06-2015
Kailash M. BhavnaniJ.P. Morgan Securities LLCCitizens Securities, Inc.08-15-2016
Keith Matthew FialaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-19-2015
Kevin Anthony MoncrieffeJ.P. Morgan Securities LLCWorden Capital Management LLC11-25-2015
Kevin Gerard SmithJ.P. Morgan Securities LLCMutual of Omaha Investor Services, Inc.02-17-2015
Lynn Murphy EverdellJ.P. Morgan Securities LLCMorgan Stanley$15006-12-2013
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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