Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Patrick FitzgibbonJanney Montgomery Scott LLCFitzgibbon Toigo & Co. LLC09-04-2012
Leo Michael Connors Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Andrew Fredrick AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2018
Christopher Ryan MacphersonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-31-2017
James Matthew PolinerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2017
Evan Thomas GilchrestJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Michael G. RossleyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Kirk Stephen KolligianJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-27-2017
Paul Francis VaidaJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00010-06-2016
Jared William BloxsomJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$28810-06-2016
Barry Joseph SalukJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-06-2016
Royden August GrimmJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-06-2016
Holly Ayers HeddeJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2016
Michael Joseph BallestriniJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2015
Logan J. ReedJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2013
Robert Schwartz Black, Edward Albert Manuel, Edward Harry Blumenthal, Robert Mark BorkowskiJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-03-2013
Victor Irving AdlerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-13-2009
June Diane StrunkJanney Montgomery Scott LLCMorgan Stanley$5005-16-2017
Seth DiamondJanney Montgomery Scott LLCMorgan Stanley12-19-2013
Gary Steven HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC$10011-09-2018
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Melanie Edith KreglingJanney Montgomery Scott LLCStephens12-09-2010
Brian Thomas ObremskiJanney Montgomery Scott LLCStephens12-09-2010
Kenneth Mark WapnitskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Scott Andrew TrevethanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-27-2019
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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