Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alison Shirley PerrinJanney Montgomery Scott LLCPruco Securities, LLC.$50001-11-2016
Andrew Fredrick AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2018
Andrew John LawsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-18-2013
Anthony W Jessuck Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-16-2019
Antoinette P. LombardiJanney Montgomery Scott LLCOppenheimer & Co. Inc.01-28-2019
Barry Joseph SalukJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-06-2016
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Brian Thomas ObremskiJanney Montgomery Scott LLCStephens$50012-09-2010
Catherine Marie AndradeJanney Montgomery Scott LLCLPL Financial LLC05-07-2019
Charles Joseph Noble IIIJanney Montgomery Scott LLCStephens$10012-09-2010
Christopher Michael PetersJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$16007-20-2017
Christopher Ryan MacphersonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-31-2017
Daniel Mark PattiJanney Montgomery Scott LLCRaymond James Financial Services, Inc.06-20-2014
David Bruce MossJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-24-2017
Donna Lorraine JudgeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25003-27-2019
Donna S GriffenJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2016
Edward Albert ManuelJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-03-2013
Edward Harry BlumenthalJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-03-2013
Eileen Marie KeeganJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-20-2018
Evan Thomas GilchrestJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-31-2017
Frederick Charles LeonardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-01-2019
Gary Steven HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC$10011-09-2018
Glenn Hall RatcliffeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-29-2018
Holly Ayers HeddeJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-06-2016
James Matthew PolinerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-31-2017
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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