Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Michael Napolitano IIIKey Investment Services LLCEdward Jones$5001-07-2019
Josh W OliverKey Investment Services LLCAPW Capital, Inc.04-23-2018
Oxines J ReneKey Investment Services LLCJ.P. Morgan Securities LLC$112-12-2017
Gia SyracuseKey Investment Services LLCCitizens Securities, Inc.11-21-2017
Nathaniel A. RobertsKey Investment Services LLCCitizens Securities, Inc.11-20-2017
John Keith MauraKey Investment Services LLCCitizens Securities, Inc.10-10-2017
John Joseph AllardKey Investment Services LLCNYLIFE Securities LLC07-12-2017
Brannon Charles OzarkKey Investment Services LLCInfinex Investments, Inc.07-10-2017
Lynne Mary CleghornKey Investment Services LLCCitizens Securities, Inc.06-13-2017
Patrick E O'ConnorKey Investment Services LLCInfinex Investments, Inc.04-11-2017
Christopher Nicholas WojtusikKey Investment Services LLCMetLife Securities Inc.02-06-2017
Jonathan Paul FucciKey Investment Services LLCInfinex Investments, Inc.12-01-2016
Claens BonKey Investment Services LLCInfinex Investments, Inc.11-30-2016
Kevin CraginKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2016
Danny Rocky CrumptonKey Investment Services LLCLPL Financial LLC09-21-2016
Joanne Helen La RocqueKey Investment Services LLCLPL Financial LLC09-21-2016
Jonathan Philip KnightKey Investment Services LLCLPL Financial LLC09-21-2016
Joseph Thomas MurphyKey Investment Services LLCLPL Financial LLC09-21-2016
Kellie Marie ZimaKey Investment Services LLCLPL Financial LLC09-21-2016
Kristin Burgess HummelKey Investment Services LLCLPL Financial LLC09-21-2016
Kristin Jensen BuresKey Investment Services LLCLPL Financial LLC09-21-2016
Lisa Dee DistasioKey Investment Services LLCLPL Financial LLC09-21-2016
Philip Grant ParkerKey Investment Services LLCLPL Financial LLC09-21-2016
Ping WangKey Investment Services LLCLPL Financial LLC09-21-2016
Raman GroverKey Investment Services LLCLPL Financial LLC09-21-2016
Next Page »

Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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