Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony S PisaniKey Investment Services LLCForesters Financial Services, Inc.09-10-2018
Billie Jo McwilliamsKey Investment Services LLCInfinex Investments, Inc.02-20-2020
Brandon Anthony WilliamsKey Investment Services LLCCitizens Securities, Inc.01-29-2020
Claens BonKey Investment Services LLCInfinex Investments, Inc.11-30-2016
Daniel R FreyKey Investment Services LLCLPL Financial LLC09-21-2016
Elizabeth Jane MeyerKey Investment Services LLCLPL Financial LLC09-21-2016
Geoffrey Michael JamesKey Investment Services LLCWells Fargo Clearing Services, LLC01-02-2018
Gia SyracuseKey Investment Services LLCCitizens Securities, Inc.11-21-2017
Jerry ShpakKey Investment Services LLCCUSO Financial Services, L.P.$1005-09-2017
Kellie Marie ZimaKey Investment Services LLCInfinex Investments, Inc.02-28-2020
Kevin Gerard SmithKey Investment Services LLCJ.P. Morgan Securities LLC06-16-2017
Lisa IrwinKey Investment Services LLCLPL Financial LLC09-21-2016
Lori W MeterKey Investment Services LLCForesters Financial Services, Inc.03-12-2019
Lorraine Silva SheaKey Investment Services LLCCitizens Securities, Inc.01-22-2018
Luis CabralKey Investment Services LLCHSBC Securities (USA) Inc.03-26-2020
Michael Nicholas LewisKey Investment Services LLCForesters Financial Services, Inc.07-17-2019
Michele SpruellKey Investment Services LLCLPL Financial LLC09-21-2016
Miguel S FernandezKey Investment Services LLCWells Fargo Clearing Services, LLC01-17-2019
Patrick N RiderKey Investment Services LLCLPL Financial LLC09-21-2016
Philip Grant ParkerKey Investment Services LLCInfinex Investments, Inc.01-28-2020
Philip Michael Napolitano IIIKey Investment Services LLCEdward Jones01-07-2019
Priya TaterKey Investment Services LLCFifth Third Securities, Inc.09-11-2019
Richard Michael Zanesky JrKey Investment Services LLCCitizens Securities, Inc.10-17-2019
Robert John Scalesse JrKey Investment Services LLCLPL Financial LLC09-21-2016

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.