Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michele Kristine DunbarLPL Financial LLCMML Investors Services, LLC09-16-2020
Steven Richard LanierLPL Financial LLCPeople's Securities, Inc.07-29-2020
Nolan MenachemsonLPL Financial LLCHornor, Townsend & Kent, LLC07-27-2020
Kevin Benson FoxLPL Financial LLCStifel, Nicolaus & Company, Incorporated$10007-23-2020
Jessica Anne GilbertLPL Financial LLCVoya Investments Distributor, LLC07-01-2020
Gregory Ernest RufaLPL Financial LLCSantander Securities LLC04-27-2020
David A YaffeeLPL Financial LLCPruco Securities, LLC.04-27-2020
Terence BarnettLPL Financial LLCAmeriprise Financial Services, LLC04-23-2020
Jose Eduardo ViveroLPL Financial LLCNorthwestern Mutual Investment Services, LLC04-03-2020
Keith Matthew FialaLPL Financial LLCCetera Advisor Networks LLC$15003-09-2020
Kenneth George MendozaLPL Financial LLCRoyal Alliance Associates, Inc.$10002-03-2020
Michael David MendozaLPL Financial LLCMendoza & Associates, Inc.$2502-03-2020
Jeffrey Joseph KnightLPL Financial LLCEdward Jones01-07-2020
David White Rogers JrLPL Financial LLCCitizens Securities, Inc.01-06-2020
Peter James ColemanLPL Financial LLCAvantax Investment Services, Inc.01-02-2020
Roni Roslyn WeinerLPL Financial LLCGWN Securities Inc.12-19-2019
James Patrick ClancyLPL Financial LLCInfinex Investments, Inc.$15012-17-2019
Anthony Truino Michael J Carbino John Dougherty Christopher ZapataLPL Financial LLCMassMutual Financial Group$46012-13-2019
Anthony Joseph TruinoLPL Financial LLCMML Investors Services, LLC$50012-13-2019
Michael J CarbinoLPL Financial LLCMML Investors Services, LLC12-13-2019
John Dougherty JrLPL Financial LLCMML Investors Services, LLC12-13-2019
Nicholas Mannuel DesousaLPL Financial LLCMJP Wealth Advisors12-05-2019
Joseph Thomas MurphyLPL Financial LLCInfinex Investments, Inc.11-15-2019
Robert Patrick HoynesLPL Financial LLCSagePoint Financial, Inc.$5011-01-2019
Joseph James CinaLPL Financial LLCNational Asset Management, Inc.10-11-2019
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.