Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Dennis DickinsonLPL Financial LLCAIG Capital Services, Inc.$10007-24-2012
Terence BarnettLPL Financial LLCAmeriprise Financial Services, LLC04-23-2020
Mark Joseph WhiteLPL Financial LLCAmeriprise Financial Services, LLC$5006-13-2019
Michael TavernerLPL Financial LLCAmeriprise Financial Services, LLC06-13-2019
William Harvey ConnerLPL Financial LLCAmeriprise Financial Services, LLC$907-08-2016
Daniel VelazquezLPL Financial LLCAmeriprise Financial Services, LLC06-17-2011
Peter James ColemanLPL Financial LLCAvantax Investment Services, Inc.01-02-2020
Michael David RaymondLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Christopher J RaymondLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Thomas Edward RobargeLPL Financial LLCCambridge Investment Research, Inc.02-21-2019
Alexander Bernd OverkampLPL Financial LLCCambridge Investment Research, Inc.11-13-2017
Antonio Americo CioccaLPL Financial LLCCantella & Co., Inc.$5011-25-2013
Brian McqueeneyLPL Financial LLCCetera$5110-16-2017
Keith Matthew FialaLPL Financial LLCCetera Advisor Networks LLC$15003-09-2020
Charles Gary DrakeLPL Financial LLCCetera Advisor Networks LLC$2507-30-2018
Brian M McqueeneyLPL Financial LLCCetera Advisor Networks LLC10-16-2017
Gerald Augustus KalishLPL Financial LLCCetera Advisors LLC11-09-2018
David Joseph CoppolaLPL Financial LLCCitigroup Global Markets Inc.05-15-2018
David White Rogers JrLPL Financial LLCCitizens Securities, Inc.01-06-2020
Donna Jean PotterLPL Financial LLCCitizens Securities, Inc.11-20-2017
Michael G WheelerLPL Financial LLCCommonwealth Financial Network02-01-2018
Thomas Charles Dexter JrLPL Financial LLCCommonwealth Strategic Advisory03-19-2019
Jeffrey Joseph KnightLPL Financial LLCEdward Jones01-07-2020
Jairo Cesar LemosLPL Financial LLCEdward Jones06-28-2019
Jenny D BergeronLPL Financial LLCEdward Jones07-09-2018
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.