Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Joseph WhiteLPL Financial LLCAmeriprise Financial Services, Inc.$5006-13-2019
Michael TavernerLPL Financial LLCAmeriprise Financial Services, Inc.$1006-13-2019
William Harvey ConnerLPL Financial LLCAmeriprise Financial Services, Inc.07-08-2016
James David McManusLPL Financial LLCAmeriprise Financial Services, Inc.$2504-22-2014
Thomas Edward RobargeLPL Financial LLCCambridge Investment Research, Inc.02-21-2019
Alexander Bernd OverkampLPL Financial LLCCambridge Investment Research, Inc.11-13-2017
Brian McqueeneyLPL Financial LLCCetera$5110-16-2017
Charles Gary DrakeLPL Financial LLCCetera Advisor Networks LLC$2507-30-2018
Gerald Augustus KalishLPL Financial LLCCetera Advisors LLC11-09-2018
Joseph Charles LindnerLPL Financial LLCCetera Investment Services LLC$2502-02-2016
David Joseph CoppolaLPL Financial LLCCitigroup Global Markets Inc.05-15-2018
Antonio DisorboLPL Financial LLCDBIA, LLC.02-05-2009
Jenny D. BergeronLPL Financial LLCEdward Jones07-09-2018
Djemal Eyup AranitiLPL Financial LLCEdward Jones11-09-2012
David J. GuardiaLPL Financial LLCEdward Jones03-30-2012
Tristan S. LawrieLPL Financial LLCEdward Jones02-14-2012
Romaine A. Macomb, Theresa V. DonatelliLPL Financial LLCEssex Financial Services$80008-07-2013
Stephen John Repka IILPL Financial LLCFieldpoint Private Securities, LLC01-28-2013
Michael Stephen ThompsonLPL Financial LLCForesters Financial Services, Inc.$5006-14-2019
Elaine Marie PotashLPL Financial LLCFounders Financial Securities LLC$5007-19-2012
Laurence Edward GreeleyLPL Financial LLCFSC Securities Corporation07-16-2018
Matthew Robert BoehmLPL Financial LLCGunnAllen Financial, Inc02-23-2009
Elizabeth Katherine LottLPL Financial LLCHorace Mann Investors, Inc.$10004-10-2019
Vincent Eugene MartinoLPL Financial LLCHSBC Securities (USA) Inc.09-19-2016
Bruce Craig HodginsLPL Financial LLCInfinex Investments, Inc.10-23-2012
Next Page »

Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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