Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Michael MasielloLPL Financial LLCUBS Financial Services Inc.02-23-2009
Richard Andrew BoehmLPL Financial LLCGunnAllen Financial, Inc$10002-23-2009
Matthew Robert BoehmLPL Financial LLCGunnAllen Financial, Inc02-23-2009
Fritz Andrew Dahlgren JrLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-27-2009
Daniel Kelly ClarkLPL Financial LLCLombard International Distribution Company04-01-2009
Louis M FleisherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-06-2009
Steven Norbert BanalettiLPL Financial LLCJanney Montgomery Scott LLC$5006-17-2009
Jeremy Bennett BeitelLPL Financial LLCInfinex Investments, Inc.$2509-25-2009
Brian Daniel OConnellLPL Financial LLCPruco Securities, LLC.$2502-02-2010
Howard B RosenblattLPL Financial LLCMorgan Stanley$5004-26-2010
Dominick David SantoroLPL Financial LLCMorgan Stanley$2502-25-2011
Todd Alan LawrenceLPL Financial LLCRaymond James Financial Services, Inc.03-07-2011
Daniel VelazquezLPL Financial LLCAmeriprise Financial Services, LLC06-17-2011
Andrea Elizabeth CamoinLPL Financial LLCSilver Oak Securities, Incorporated$10007-05-2011
Ty Stetson MartinelliLPL Financial LLCSilver Oak Securities, Incorporated$10007-05-2011
John Arthur RaudatLPL Financial LLCSecurities America, Inc.09-30-2011
Thomas Paul MorroneLPL Financial LLCLincoln Financial Securities Corporation$2611-23-2011
Timothy Stephen McCarthyLPL Financial LLCLincoln Financial Securities Corporation$5012-02-2011
Paul Thomas MorroneLPL Financial LLCLincoln Financial Securities Corporation12-02-2011
Tristan S LawrieLPL Financial LLCEdward Jones$2502-14-2012
Eric R PowersLPL Financial LLCMetLife Securities Inc.03-29-2012
David J GuardiaLPL Financial LLCEdward Jones03-30-2012
Elaine Marie PotashLPL Financial LLCFounders Financial Securities LLC$5007-19-2012
Hal David GuyLPL Financial LLCLincoln Financial Advisors Corporation$10007-20-2012
Jeffrey Michael TraceyLPL Financial LLCLincoln Financial Advisors Corporation07-20-2012
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.