Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Antonio DisorboLPL Financial LLCDBIA, LLC.02-05-2009
Matthew Robert BoehmLPL Financial LLCGunnAllen Financial, Inc02-23-2009
Fritz Andrew Dahlgren Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Steven Norbert BanalettiLPL Financial LLCJanney Montgomery Scott LLC06-17-2009
Thomas Walker PringleLPL Financial LLCMutual Service Corporation09-08-2009
Jeremy Bennett BeitelLPL Financial LLCInfinex Investments, Inc.09-25-2009
Brian Daniel O'ConnellLPL Financial LLCPruco Securities, LLC.$1002-02-2010
Dominick David SantoroLPL Financial LLCMorgan Stanley$2502-25-2011
John Richard MorrisLPL Financial LLCUvest Financial Services Group, Inc.$2507-05-2011
Andrea Elizabeth CamoinLPL Financial LLCSilver Oak Securities, Incorporated07-05-2011
Ty Stetson MartinelliLPL Financial LLCSilver Oak Securities, Incorporated07-05-2011
John Arthur RaudatLPL Financial LLCSecurities America, Inc.09-30-2011
Carol Ann TartagliaLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Eli Guralnick MeyerLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Jason Michael GiordanoLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Robert Thomas Cosentino Jr.LPL Financial LLCUvest Financial Services Group, Inc.$2510-11-2011
Kevin Charles FretzLPL Financial LLCUvest Financial Services Group, Inc.$2510-11-2011
Sandra CerqueiraLPL Financial LLCUvest Financial Services Group, Inc.$1010-11-2011
Diane Mary BrettLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
John D OlerioLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Patrick William NaughtonLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Anthony John MarcianoLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
John Stephen BeloinLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Kathleen Marie HansonLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Annette HassanLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Next Page »

Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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