Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Anthony AndreottaLPL Financial LLCWells Fargo Clearing Services, LLC01-27-2017
Alexander Bernd OverkampLPL Financial LLCCambridge Investment Research, Inc.11-13-2017
Ana Paula FonsecaLPL Financial LLCEssex Financial Services, Inc.01-28-2013
Ana Paula FonsecaLPL Financial LLCCapital Brokerage Corporation10-01-2009
Andrea Elizabeth CamoinLPL Financial LLCSilver Oak Securities, Incorporated07-05-2011
Andrew M. KomarowLPL Financial LLCPruco Securities, LLC.04-26-2016
Andrew Michael BrookmanLPL Financial LLCOppenheimer & Co. Inc.05-23-2019
Anthony Joseph TruinoLPL Financial LLCMML Investors Services, LLC$50012-13-2019
Antonio Americo CioccaLPL Financial LLCCantella & Co., Inc.$10011-25-2013
Antonio DisorboLPL Financial LLCDBIA, LLC.02-05-2009
Brendon O MooreLPL Financial LLCVoya Financial Advisors, Inc.08-31-2018
Bria May GilbertLPL Financial LLCBNY Mellon Securities Corporation04-15-2019
Brian Daniel O'ConnellLPL Financial LLCPruco Securities, LLC.02-02-2010
Brian J. RodriguesLPL Financial LLCSantander Securities LLC11-17-2016
Brian Kenneth MaroisLPL Financial LLCNorthwestern Mutual Investment Services, LLC04-07-2014
Bruce Craig HodginsLPL Financial LLCInfinex Investments, Inc.10-23-2012
Careena PatelLPL Financial LLCNewalliance Investments, Inc.05-31-2011
Catherine Ann MccarthyLPL Financial LLCEdward Jones01-10-2020
Catherine Ann MccarthyLPL Financial LLCAXA Advisors, LLC04-03-2018
Charles Gary DrakeLPL Financial LLCCetera Advisor Networks LLC$2507-30-2018
Christopher Andrew FletcherLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
Christopher D. WoodhouseLPL Financial LLCNew England Securities10-24-2012
Christopher GrecoLPL Financial LLCJ.P. Morgan Securities LLC07-02-2018
Christopher J. RaymondLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Christopher Lee JohnsonLPL Financial LLCPFS Investments Inc.05-14-2019
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Showing 1 to 25 of 202 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.