Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Charles O'MearaLPL Financial LLCMcNally Financial Services Corporation$5007-08-2019
Jairo Cesar LemosLPL Financial LLCEdward Jones06-28-2019
Michael Stephen ThompsonLPL Financial LLCForesters Financial Services, Inc.$5006-14-2019
Mark Joseph WhiteLPL Financial LLCAmeriprise Financial Services, LLC06-13-2019
Michael TavernerLPL Financial LLCAmeriprise Financial Services, LLC06-13-2019
Richard Joseph CardinalLPL Financial LLCJanney Montgomery Scott LLC$10005-31-2019
Andrew Michael BrookmanLPL Financial LLCOppenheimer & Co. Inc.05-23-2019
Christopher Lee JohnsonLPL Financial LLCPFS Investments Inc.05-14-2019
Michael David RaymondLPL Financial LLCCambridge Investment Research, Inc.$1005-13-2019
Christopher J. RaymondLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Bria May GilbertLPL Financial LLCBNY Mellon Securities Corporation04-15-2019
Elizabeth Katherine LottLPL Financial LLCHorace Mann Investors, Inc.$10004-10-2019
Tracy Anne MackinstryLPL Financial LLCNorthstar Wealth Partners LLC$5004-01-2019
Thomas Edward RobargeLPL Financial LLCCambridge Investment Research, Inc.02-21-2019
Peter John HaynesLPL Financial LLCMML Investors Services, LLC02-19-2019
Sam ShehuLPL Financial LLCWells Fargo Clearing Services, LLC$2502-15-2019
Kevin Joseph CarrollLPL Financial LLCWells Fargo Clearing Services, LLC$10002-15-2019
Joseph David FalconeLPL Financial LLCWaddell & Reed02-11-2019
Jaime DelgadoLPL Financial LLCJ.P. Morgan Securities LLC02-11-2019
Michael Charles MondelloLPL Financial LLCWells Fargo Clearing Services, LLC$5001-14-2019
Pamela Putnam SmithLPL Financial LLCMML Investors Services, LLC$10012-19-2018
Thomas PapadopoulosLPL Financial LLCLPL Financial LLC12-17-2018
Gerald Augustus KalishLPL Financial LLCCetera Advisors LLC11-09-2018
Thomas D. LewisLPL Financial LLCCUSO Financial Services, L.P.$5010-12-2018
Renee Patricia VanekLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$26510-11-2018
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.