Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gurmeet GulatiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-11-2012
Paul William HoljesLPL Financial LLCMetLife Securities Inc.05-30-2012
Menachem Nahum DanielsLPL Financial LLCWoodbury Financial Services, Inc.$5005-17-2012
Steven Dee CrabtreeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-20-2012
David J. GuardiaLPL Financial LLCEdward Jones03-30-2012
Eric R. PowersLPL Financial LLCMetLife Securities Inc.03-29-2012
Tristan S. LawrieLPL Financial LLCEdward Jones02-14-2012
Harold H. Hartmann Jr.LPL Financial LLCAvantax Investment Services, Inc.12-14-2011
Timothy Stephen McCarthyLPL Financial LLCLincoln Financial Securities Corporation$2512-02-2011
Martin Ralph LambertLPL Financial LLCLincoln Financial Securities Corporation$5012-02-2011
Michael AlexanderLPL Financial LLCLincoln Financial Securities Corporation12-02-2011
Max KolbrennerLPL Financial LLCLincoln Financial Securities Corporation12-02-2011
Paul Thomas MorroneLPL Financial LLCLincoln Financial Securities Corporation12-02-2011
Thomas Paul MorroneLPL Financial LLCLincoln Financial Securities Corporation$2511-23-2011
John Carroll FarleyLPL Financial LLCStifel, Nicolaus & Company, Incorporated$15011-10-2011
Martin Barry LaderLPL Financial LLCSecurities America, Inc.$1011-04-2011
Joanne Helen La RocqueLPL Financial LLCMML Investors Services, LLC10-31-2011
John Arthur RaudatLPL Financial LLCSecurities America, Inc.09-30-2011
Melissa A CiotoliLPL Financial LLCMorgan Stanley09-23-2011
Thomas Graham DavisLPL Financial LLCMorgan Stanley08-23-2011
Ping WangLPL Financial LLCWells Fargo Clearing Services, LLC08-15-2011
Philip Michael CioppaLPL Financial LLCThrivent Investment Management Inc.07-25-2011
Andrea Elizabeth CamoinLPL Financial LLCSilver Oak Securities, Incorporated07-05-2011
Ty Stetson MartinelliLPL Financial LLCSilver Oak Securities, Incorporated07-05-2011
Joseph Thomas MurphyLPL Financial LLCNewalliance Investments, Inc.05-31-2011
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Showing 151 to 175 of 202 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.